B.A. POLITICAL SCIENCE
FIRST YEAR SECOND
SEMESTER
Course-2: BASIC ORGANS OF
THE GOVERNMENT
Background of Indian Constitution
In 1928, the All Parties Conference
convened a committee in Lucknow to prepare the Constitution of India, which was
known as the Nehru Report.
Most of India was under direct
British rule from 1857 to 1947. Upon independence it became clear an new
constitution was need to be created. But for that the all of India needed to be
bough into the union. This meant the the Princely States needed to be convinced
to become a part of the Indian union. Either by force or diplomacy. Sardar
Vallabhai Patel and V.P Menon did this unenviable task. Until this happened
India was still legally a dominion under the British, responsible for external security
Historical Evolution of the Indian
Constitution
There are various layers in the
background of the Indian Constitution:
- Regulating Act 1773
- Pitt’s India Act 1784
- Charter Act of 1813
- Charter Act of 1833
- Charter Act of 1853
- Government of India Act 1858
- Indian Councils Act 1861
- India Councils Act 1892
- Morley-Minto Reforms 1909
- Montague-Chelmsford Reforms
1919
- Government of India Act 1935
- Indian Independence Act 1947
These acts were in some way
instrumental for the development of the Indian Constitution.
Regulating Act 1773
- First time the British
Parliament resorted to regulating the affairs of the East India Company.
- The Governor of Bengal was
made the Governor-General of Bengal (Warren Hastings).
- An Executive Council of the
Governor-General was created with 4 members.
- Centralised the
administration with the Presidencies of Madras and Bombay being made
subordinate to the Bengal Presidency.
- Supreme Court was established
at Calcutta as the Apex Court in 1774.
- Prohibited company officials
from engaging in private trade and from accepting gifts from Indians.
Pitt’s India Act 1784
- Commercial and political
functions of the company separated. The Court of Directors managed the
commercial activities while the Board of Control managed political
affairs.
- The company territories in
India were called ‘British possession in India’.
- Governor’s Councils were set
up in Madras and Bombay as well.
Charter Act 1813
- This act ended the East
India Company’s monopoly over trade with India except in tea and opium.
Trade with India was open to all British subjects.
Read more about the Charter Act 1813 in the linked article.
Charter Act 1833
- Governor-General of Bengal
was designated the Governor-General of India (Lord William Bentinck).
- The legislative powers of
the Bombay and Madras Presidencies were removed.
- This act ended the
commercial activities of the company and it was transformed into an
administrative body.
Charter Act 1853
- The legislative and
executive powers of the Governor-General’s Council were separated.
- A Central Legislative
Council was created of 6 members out of which 4 were appointed by the
provisional governments of Madras, Bombay, Agra and Bengal.
- The Indian civil service was
opened as a means to recruit officers for administration through open
competition.
Government of India Act 1858
- After the 1857 revolt,
the rule of the company was ended and the British possessions in India
came directly under the British Crown.
- The office of the Secretary
of State for India was created. He was assisted by a 15-member Council of
India.
- The Indian administration
was under his authority and the Viceroy was his agent. The
Governor-General was designated the Viceroy as well (Lord Canning).
- The Court of Directors and
the Board of Control were abolished.
Indian Councils Act 1861
- Indians were given
representation in the Viceroy’s Councils. 3 Indians entered the
Legislative Council.
- Provisions were made for the
entry of Indians in the Viceroy’s Executive council also as non-official
members.
- Portfolio system was
recognised.
- Decentralisation initiated
with the presidencies of Madras and Bombay being restored their
legislative powers.
Indian Councils Act 1892
- Indirect elections
(nominations) were introduced.
- Legislative Councils
expanded. Gave more functions to the legislative councils such as the
discussion of budget and questioning the executive.
Indian Councils Act 1909 (Morley-Minto
Reforms)
- Direct elections to the
legislative councils were introduced for the first time.
- Central Legislative Council
became the Imperial Legislative Council.
- The number of members of the
legislative council was increased from 16 to 60.
- The concept of the separate
communal electorate was accepted.
- For the first time, an
Indian was made a member of the Viceroy’s Executive Council. (Satyendra
Prasad Sinha – Law Member).
Government of India Act 1919
(Montague-Chelmsford Reforms)
- Central and provincial
subjects were separated.
- Diarchy was introduced in
the provincial governments with executive councillors being in charge of
the reserved list and the ministers in charge of the transferred list of
subjects.
- The ministers were nominated
from among the elected members of the legislative council and were
responsible to the legislature.
- A bicameral legislature was
introduced for the first time at the centre. (Legislative council and
legislative assembly later to become Rajya Sabha and Lok Sabha respectively).
- It mandated 3 members of the
Viceroy’s executive council to be Indians.
- This act provided for the
first time, the establishment of a public service commission in India.
- This act extended the right
to vote and with this, about 10% of the population acquired voting rights.
Government of India Act 1935
- An all-India Federation was
proposed which would consist of British India and the princely states.
This never materialised though.
- Subjects were divided
between the centre and the provinces. Centre was in charge of the Federal
List, provinces in charge of the Provincial List and there was a
Concurrent List which both catered to.
- Diarchy was abolished at the
provincial level and introduced at the centre.
- More autonomy was accorded
to the provinces and in 6 out of 11 provinces, the bicameral legislature
was introduced.
- A federal court was
established and the Indian Council abolished.
- Burma and Aden were severed
off from India.
- This act provided for the
establishment of the RBI.
- This Act continued until it
was replaced by the new Indian Constitution.
Indian Independence Act 1947
- India was declared
independent and sovereign.
- The Viceroy and the
Governors were made constitutional (nominal) heads.
- Set up responsible
governments at the centre and the provinces.
- Assigned both legislative
and executive powers to the Constituent Assembly of India.
2. Classification of the Constitutions-Written and Unwritten; Rigid
and Flexible.
Explain the Definition of Constitution and its
Classification?
Definition
of the constitution: –
A constitution is a basic design, which deals with the structure and
powers of government. It also includes the rights and duties of citizens. Often
a ‘constitution’ is understood as a document that is written and accepted at a
particular time, but it is not the true meaning of the constitution, the
constitution may be written or unwritten.
Sometimes it is found as an established body of rules, maxims,
traditions, and practices according to which its government is organized and
its powers are being exercised.
Every country should have a constitution because it helps and guides in
the operation of a country. History suggests that since the origin of countries
there have been some sort of rules and laws to maintain order and harmony. In
every country it is necessary to be democratic or autocratic that rules should
be accepted which will determine the role and organization of political institutions
to save the society from chaos. And now, in modern states, these rules took the
form of a constitution.
The
definition of constitution by different political thinkers
Definition of constitution by different scholars: –
1. Aristotle: – According to him, definition of constitution is the
way by which all citizens or constituent parts of the state are organized in
relation to each other
2. Sir James Mackintosh: – By the state constitution, a body of written
or unwritten fundamental laws means those which regulate the most important
rights of the High Magistrate which are the most essential privileges of
subjects.
3. George Cornewell Lewis:
– He defined constitution as “system and distribution of sovereign
power as community or government”.
4. Leacock: – According to him, “Constitution is the form of government”.
5. Austin: – stated the definition of constitution as, “It fixes the structure
of supreme government.”
Features
of Constitution:-
·
The
constitution is the fundamental law of the land.
·
Constitution
may be written or unwritten.
·
The constitution deals with the structure and power of government.
·
The
constitution deals with the rights of citizens.
·
The
constitution deals with the relationship between governments and people.
·
The
constitution is the supreme law that must be followed.
The
need for a constitution?
Since the days of the American Revolution (1776), the idea of a
constitution as an essential and important document was firmly rooted in every country.
Today the constitution has become the foundation of democracy.
What
are the essentials of a good constitution?
It is possible that a particular type of constitution may prove useful
for a particular country, but it may not prove useful for any other country. It
depends on the social and economic set of the country. Every state has the
right to decide its constitution.
According
to the definition of constitution, good constitution should have the
following essentials: –
·
Clarity or
definiteness: – Every
sentence or clause written in the constitution should be in simple language.
The meaning of each clause should be express clearly without leaving any scope
for confusion.
·
Brevity: – The formation should not be too long. It
should only include important things. But this brevity should not make a
difference in the constitution except for a few issues.
·
Comprehensiveness:
– The constitution should apply throughout the
country. If it is a federation, it should demarcate the structure and power of
the central and provincial governments.
·
Flexibility:
– The constitution should
not be too rigid to interrupt the amendment process when needed.
·
Declaration of
rights: – People should
have fundamental rights in a good constitution. Such declarations have been
made in the constitution of countries like India, Russia, China, America and
Japan.
·
Independence of
judiciary: – The
independence of the judiciary is another quality of a good constitution. The
judiciary must act independently and act as a protector of the fundamental
rights of the people without any fear.
·
Directive
Principles of State Policy: – Directive principles of state policy have to be mentioned in a good
constitution as it helps in the creation of a welfare state.
Classification
of constitution
1. Written and unwritten constitution
2. Rigid and flexible constitution
1. Difference
between written and unwritten constitution
Written
constitution |
Unwritten
constitution |
The
written constitution is
found in legal documents duly maintained in the form of law. |
An
unwritten constitution contains
principles of government that have never been implemented as law. |
It is
precise, definite and systematic. It is the result of efforts made by the people
conscious and deliberate. |
It is
indefinite, unsystematic and un-precise. Such a constitution is not the result of the
conscious and deliberate efforts of the people. |
It is
created by a representative body elected by the people at a particular period
in history. |
It is
not created by a representative component assembly. So, it is sometimes
called a developed or cumulative constitution. |
It is
always promulgated at a specific date in history. |
It has
no fixed date, as it has evolved over time. |
The Constitution of India is
the best example of a written constitution (announced on 26 January 1950). |
The
Constitution of England is the best example of an unwritten
constitution. |
A
written constitution is generally rigid and its amendments require
constitutional laws. In other words, the distinction between constitutional
law and common law is maintained. The first is considered superior to the
second. |
The
unwritten constitution is
not rigid and its amendments do not require any law. In other words, the
distinction between constitutional law and common law is not maintained. |
A
written constitution can also be called an enacted constitution. |
An
unwritten constitution can also be called an un-enacted constitution. |
2. Difference
between rigid and flexible constitution
Rigid
constitution |
Flexible
constitution |
A rigid
constitution cannot be easily amended. It has very complex modification
procedures. |
A
flexible constitution can be amended with the same ease as the general laws. |
A rigid
constitution cannot be accommodated according to the changing needs of
society. No legislature can tamper with them, because they are superior to
the common law. |
A
flexible constitution can be adjusted to suit the changing needs of people
and society. |
A rigid
constitution is essentially a written constitution composed of experienced
and learned people. Thus it is a symbol of national efficiency. |
A
flexible constitution is very useful for a developing country because it will
not be a hindrance to progress due to its adaptability. |
A rigid
constitution does not develop and expand. People consider it as a sacred
document and they are ready to work according to its provisions. |
A
flexible constitution grows and expands as nature matures. |
A rigid
constitution does not reflect the changing pulse of public opinion. In other
words it represents the minds of experienced and learned people who initially
implicated it. |
A
flexible constitution reflects the changing pulse of public opinion. In other
words it represents the mind of the people. |
Accordingly,
legislatures should not have a constitution in their hands. So, a rigid
constitution is based on the assumption that it is the perfect constitution
for all time. |
A
flexible constitution is based on the sound assumption that there cannot be a
right constitution for
all time. |
classifications of the constitutions:
(1) Evolved and
Enacted;
(2) Legal and Real;
(3) Written and
Unwritten;
(4) Flexible and
Rigid;
Now we discuss
these constitutions one by one:-
(1) Evolved and
Enacted Constitution:
Many writers are of
the view that there are two types of Constitutions-evolved and enacted. An
evolved constitution is the result of the historical development. It is not
framed at a particular time. For example, the British Constitution has neither
been enacted by any special Constituent Assembly at a particular time nor has
the Monarch given it to the people. Constitutionally, England is still an
absolute kingship, but in practice her position is different.
In practice all the
powers are in the hands of the Cabinet and the Monarch has only nominal powers.
This is the result of the centuries’ long struggle of the British people
against their Monarchs. For example, till Tudor period, the British Monarchs
were quite absolute.
Enacted
constitutions are framed at a particular time, like the American Constitution
which was framed by a Constituent Assembly after the declaration of
Independence. In France, the first constitution was framed in 1830, the second
in 1848, the third in 1871, the fourth in 1946 and the fifth in 1958. After
Second World War, new Constitution of India was completed on November 26, 1949
and it was introduced on January 26, 1950.
(2) Legal and Real
Constitution:
Sometimes the
constitutions are classified in this way also. The written elements of the
constitution constitute legal constitution and when the conventions and
decisions of the courts are added to it, it becomes the real constitution. For
example, the Constitution of America can be read in a few hours, but one cannot
get real and complete information about the constitution in this way.
(3) Written and
Unwritten Constitution:
According to
Dr.Garner, the difference between the evolved and enacted constitution is
similar to that of written and unwritten constitution. An unwritten
constitution is one whose major portion is not written. Mostly it includes
customs and the decisions of the courts. Such type of constitutions is not
framed by any Constituent Assembly.
Thus the
constitution is not enacted but it is evolved”. Written constitution is one
whose basic principles are written. According to Dr. Gamer, “A written
constitution is generally an instrument of special sanctity distinct in
character from all other laws, proceeding from the different sources, having a
higher legal authority and alterable by a different procedure”.
In India, a new
constitution was enacted by the Constituent Assembly. Great Britain is the only
country where there is an unwritten constitution. This is the glaring example
of an evolved constitution.
A constitution may be written or unwritten one. It is called a written
constitution when all the laws are codified into a single document but where it
is made up mainly of conventions and customs with a few written ones, and then
it is called an unwritten constitution.
What is a written constitution?
A written constitution is a formal document defining the nature of the
constitutional settlement, the rules that govern the political system and the
rights of citizens and governments in a codified form.
The UK’s constitution is not written in a single document, but derives
from a number of sources that are part written and part unwritten, including
accumulated conventions, works of authority, Acts of Parliament, the common
law, and EU law. The USA is different from some countries in having a
constitution that is almost entirely written.
Merits of Written Constitution
1.
The written constitution is very
clear and precise. It is free from doubts and ambiguity.
2.
The written constitution lays
emphasis on rule of law.
3.
The written constitution is
indispensable to federalism. It properly distributes powers between the centre and federal units –
states or provinces.
4.
The written constitution protects the
fundamental rights of the individual, fundamental rights are very essential for
the liberty of the individual, and rights are part of a written constitution.
It will be unconstitutional to deprive an individual of any of these rights.
5.
The written constitution protects the
interests of minorities.
6.
As a written constitution is clear,
the ruler (government) cannot exercise powers arbitrarily. A written
constitution prevents arbitrary and whimsical actions by the government.
Demerits of Written Constitution
1.
A written constitution cannot easily
cope with the changes taking place as time passes. With the passage of time,
changes take place in the conditions of a country. The constitution needs
revision or modification to deal with such changes. A written constitution,
being rigid, is not easily amenable to necessary modification or revision.
2.
When a written constitution fails to
cope with the march of time and consequent changes in the condition of the
country, the people, being angry, may revolt against the government.
3.
As a written constitution gives more
importance to written laws, the importance of public opinion decreases.
4.
In a country with a written
constitution, customs, traditions and conventions are their values.
The Unwritten Constitution
An uncodified constitution is a type
of constitution where the fundamental rules often take the form of customs, usage, precedent and
a variety of statutes and legal instruments. An understanding of
the constitution is obtained through reading commentary by the judiciary,
government committees or legal experts.
In such a constitutional system, all these elements may be (or may not
be) recognized by courts, legislators and
the bureaucracy as binding upon government and limiting its powers.
Such a framework is sometimes imprecisely called an “unwritten constitution”.
However, all the elements of an uncodified constitution are typically written
down in a variety of official documents, though not codified in a single
document.
An uncodified constitution has the advantages of elasticity,
adaptability and resilience. A significant disadvantage, however, is that controversies
may arise due to different understandings of the usages and customs which form
the fundamental provisions of the constitution.
Israel is an example of a state that has an unwritten constitution.
The declaration of independence promised a constitution by
2 October 1948, but due to irreconcilable differences in the Knesset, no
complete codified constitution has been written yet. There are
several Basic Laws, however.
Merits of Unwritten Constitution:
1.
An unwritten constitution, being
flexible, is able to deal with the changes in the conditions of the country.
2.
As an unwritten constitution grows
over a long period, it gains in wisdom and maturity.
3.
There is not much fear of rebellion
or revolution in a country having an unwritten constitution.
4.
In a country with an unwritten
constitution, customs, traditions and conventions receive due importance.
Demerits of Unwritten Constitution:
1.
An unwritten constitution is unclear
and ambiguous. It is full of doubts. As a result, it also contains some
elements of contradiction and undermines the performance of government.
2.
As it is very easy to bring about
changes in a political system with an unwritten constitution, many undesirable
changes take place resulting in a lot of instability.
3.
An unwritten constitution does not
clearly express fundamental rights of individuals. They cannot enjoy their
freedoms and they cannot actively take part in the democratic process.
Therefore, an unwritten constitution is not so good for democracy.
4.
An unwritten constitution is not so
good for a federal system, as it does not provide for proper distribution of powers between the
centre and federal units – states or provinces. Because of this, many disputes
occur between the central government and state or provincial governments.
The differences between written and unwritten constitutions, stated so
far, are more theoretical than actual. Though most countries have opted for
written constitutions, written constitutions are not necessarily superior to
unwritten constitutions.
Also, in many countries having written constitutions, the performance of
the governments there are not so good and people are deprived of their basic
rights. The basic rights of individuals in Britain which has an unwritten
constitution are as protected as the basic rights of individuals in America
where there is a written constitution.
Explain the merits and demerits of Rigid
Constitution
Rigid Constitution is
a constitution which stands above the other laws of the country,
while flexible constitutions do not. A. V. Dicey defines a rigid
constitution as one under which certain laws, called constitutional
laws or fundamental laws “cannot be changed in the
same manner as ordinary laws.” A rigid constitution set forth “specific
legal/constitutional obstacles to be overcome” before it may be amended, such
as special approval of the people by referendum, a supermajority or special
majority in the legislature, or both.
In contrast, a flexible constitution is one in which the legislature may
amended the constitution’s content and principles through use of the ordinary
legislative process. For example, the Constitution of Australia is rigid,
while the British Constitution and the Israeli
Constitution are flexible.
Merits of Rigid Constitution
1.
The rigid constitution, being precise
and clear, discourages and combats arbitrary actions.
2.
The ruling class cannot use the
constitution to further its narrow interest.
3.
The rigid constitution contributes to
political stability. It cannot be misused by government having the support of
simple majority in the national legislate.
4.
Rigidity lends legitimacy to the
constitution. It gets the respect of all as it cannot be easily abused.
5.
A rigid constitution protects the
fundamental rights of the individual.
6.
A rigid constitution is good for a
federal system, because neither the centre nor the federal units can easily
change it to their advantage.
Demerits of Rigid Constitution
1.
As the procedure of amendment of a
rigid constitution is very difficult, it causes problems for the country. The
need for amendment may be very urgent for country, but the attempt to amend a
rigid constitution may fail.
2.
A rigid constitution is likely to
fail to cope with time and environment. It fails to keep pace with the changed
social, economic and political conditions of the country.
3.
A country may encounter different
kinds of disasters like earthquakes and cyclones. It may also face a rebellion
or a revolution. It is necessary to take quick decisions to deal with such
emergencies. But the government could fail to take decisions if the country
concerned has a rigid constitution.
4.
When people feel that a rigid
constitution stands in the way of the effort of the national legislature to
amend it to manage a crisis or to provide equality justice to people, they are
likely to approach the judiciary to intervene. This exposes the constitution to
judicial intervention.
5.
If necessary changes are not inserted
in the constitution in view of the changes that take place with the march of
time, the consequences may be very bad for country. This may lead to a
revolution by people or a coup by the military.
Explain the merits and demerits of Flexible
Constitution
A flexible constitution is a constitution that may be amended by the
ordinary process of legislation and is therefore relatively easy to
amend. Flexible constitution is a constitution that is not
defined or set apart in a distinct document and that is not distinguishable
from other laws in the way in which its terms can be legislatively altered.
Merits of Flexible Constitution
1.
A flexible constitution can keep pace
with time. It can successfully adapt to changes which take place with the
passage of time. If there take place changes in environment and condition,
necessary changes can be inserted in the constitution through easy amendment.
2.
A flexible constitution
discourages/prevents rebellion and revolution.
3.
A flexible constitution can deal with
any type of emergency.
Demerits of Flexible Constitution
1.
The ruling party is inclined to
frequently amend the constitution in order to fit its narrow interests.
2.
It may create problems for a federal
system. The centre is inclined to grab powers by amending the constitution.
3.
A flexible constitution may invite
political instability. The administration will be weak if the constitution is
amended frequently.
4.
As a flexible constitution is
frequently amended, doubts arise about its stability. As a result, its purity
and legitimacy suffer erosion.
5.
As it is easy to amend a flexible
constitution, the ruling class may exploit this to deprive the citizens of
their fundamental rights and their rights to protest against a bad government.
The American constitution which is one of the best examples of a rigid
constitution has undergone significant changes. It has already been amended 27
times. Further, periodical judicial interpretations have led to important
changes in the meanings of different provisions of the constitution. At the
other end, the British constitution which is a good example of flexible
constitution has not as frequently changed as one would expect. It has evolved
gradually through long process of consultations and deliberations.
Conclusion
In general, the written constitution is better than an unwritten one.
Most of the countries of the world have opted for written constitution. The
only important exception is Britain in which the administration is mainly based
on customs and traditions. The constitution should not be very rigid or very
flexible.
UNIT-II :
ORGANS OF THE GOVERNMENT
1. Theory of Separation of Powers-B.D.Montesquieu.
Explain the
Separation of Powers: What is the Theory of Separation of Powers?
The three organs of the
government—Legislature, Executive and Judiciary— perform the three essential
functions of law-making, law-application and law- adjudication. This threefold
division of governmental functions is universally accepted as the best way of
organizing the government. These three functions are inter-related and
inter-dependent. But these are performed by three different organs.
I. Central Idea of the Theory
of Separation of Powers:
The Theory of
Separation of Powers holds that the three organs of government must be separate
and independent from one another. Any combination of these three functions into
a single or two organs is harmful and dangerous for individual liberty.
Separation of powers of the three organs is essential for the efficiency of the
government and the liberty of the people.
Government can work
systematically and efficiently only when each of its organs exercises its own
powers and functions. Similarly, the liberty of the people can be protected
only when there is no concentration or combination of the three governmental
powers in the hands of one or two organs.
The theory of
Separation of Powers holds that for keeping the government limited, which is
necessary for protecting the liberty of the people, the three functions of
government should be separated and performed by three separate organs.
II. Meaning of Separation of
Powers:
In simple words, the
theory of Separation of Powers advocates that the three powers of the
government should be used by three separate organs. Legislature should use only
law making powers, Executive should undertake only law enforcement functions,
and Judiciary should perform only adjudication/Judicial functions. Their powers
and responsibilities should be clearly defined and kept separate. This is
essential for securing the liberty of the people.
Separation of Powers: Views of
Montesquieu:
In his book The Spirit
of The Laws’ (1748), Montesquieu enunciated and explained his theory of
Separation of Powers. He wrote,
(1) If the legislative
and executive powers are combined in the same organ, the liberty of the people
gets jeopardized because it leads to tyrannical exercise of these two powers.
(2) If the judicial and
legislative powers are combined in the same organ, the interpretation of laws
becomes meaningless because in this case the lawmaker also acts as the law
interpreter and he never accepts the errors of his laws.
(3) If the judicial
power is combined with the executive power and is given to one-person or one
organ, the administration of justice becomes meaningless and faulty because
then the police (Executive) becomes the judge (judiciary).
(4) Finally if all the
three legislative, executive and judicial powers are combined and given to one
person or one organ, the concentration of power becomes so big that it
virtually ends all liberty. It establishes despotism of that person or organ.
As such, the three
powers should not be combined and given neither to a single organ nor to two
organs. These three powers should be used by three separate organs of the
government. It is essential for safeguarding the liberty of the people.
Main Supporters of the Theory
of Separation of Powers:
The British jurist
Blackstone and the founding fathers of the American constitution, particularly,
Madison, Hamilton and Jefferson, extended their full support to the theory of
separation of powers. They regarded Separation of Powers essential for
protecting the liberty of the people.
Use of Separation of Powers in
Modern Constitutions:
The theory of
Separation of Powers guided the Declaration of Rights adopted after the French
Revolution of 1789. It clearly stated that, “every society in which separation
of powers is not determined has no constitution.”
The real and big
support to this theory came from the founding fathers of the Constitution of
the USA. They accepted its importance as the essential safeguard for preserving
liberties and property.’ The Constitution of USA adopted the theory of
separation of powers as its guiding principle.
It laid down a
governmental structure based on this theory. It gave the legislative powers to
the US Congress, the executive powers to the US President and the judicial
powers to the US Supreme Court. Each organ was kept separate from the other
two.
The Universal
Declaration of Human Rights, as adopted by the UN General Assembly on 10
December 1948, also accepted the principle of separation of powers. In fact,
all contemporary democratic constitutions do provide for a separation of powers
in one way or the other.
Theory of
Separation of Powers: Criticism:
1. Complete
Separation is not possible:
The government is a
single entity. Its three organs can never be completely separated. The
legislative, executive and judicial functions are interdependent and
inter-related functions and hence cannot be fully separated.
2. Complete
Separation is not desirable:
Complete separation
of three organs of government is neither possible nor desirable. It is not desirable
because without among mutual coordination these cannot carry out its functions
effectively and efficiently. Complete separation of powers can seriously limit
the unity and coordination needed by the three organs.
3. Impracticable
in itself:
We cannot fully use
separation of powers. The function of law-making cannot be entrusted only to
the legislature. The needs of our times have made it essential to provide for
law-making by the executive under the system of delegated legislation.
Likewise, no one can or should prevent law-making by the judges in the form of
case law and equity law.
4. Unhistorical:
The theory of
Separation of Powers is unhistorical since it has never been operative in
England. While formulating and advocating this theory, Montesquieu advocated
that it was at work in England. Under the British parliamentary system of
government, there was and continues to be a close relationship between the
British Parliament and the Cabinet. Even there is no separation of judiciary
from legislature in so far the British House of Lords acts as the highest court
of appeals. The British Constitution has never been based on the theory
separation of powers.
5. The three
Organs of Government are not equal:
The Theory of
Separation of Powers wrongly assumes the equality of all the three organs of
the government. The legislature of the state is always regarded as the primary
organ of government. The work of the government begins by law-making. However,
in actual practice the executive acts the most powerful organ of the
government. The judiciary is the weakest of the three organs, yet it is always
held in high esteem by the people. Hence the three organs are neither equal nor
equally respected.
6. Separation
of Powers can lead to deadlocks and inefficiency:
Separation of
powers can lead to deadlocks and inefficiency in the working of the government.
It can create a situation in which each organ can get engaged in conflict and
deadlocks with other two organs.
7. Liberty
does not depend only upon Separation of Powers:
The critics reject
the view that liberty can be safeguarded only when there is a separation of
powers among the three organs of the government. They argue that in the absence
of fundamental rights, independence of judiciary, rule of law, economic
equality and a spirit of democracy, there can be no liberty even when there may
be present full separation of powers.
8. Separation
of Functions and not of Powers:
The name
‘Separation of Powers’ is wrong because this theory really advocates a separation
of functions. Power of the government is one whole. It cannot be separated into
three separate parts. It is at the back of the functions of all the three
organs of government.
limitations :-
The theory of
separation of powers is really a theory of separation of functions. Thus, the
theory of Separation of Powers has several limitations. All scholars accept
that absolute and rigid separation of powers is neither possible nor desirable.
Three organs of government cannot be and should not be totally separated into
unrelated water-tight compartments.
Separation of
Powers and Checks and Balances:
Further for using
the theory of Separation of Powers, we need the adoption of another theory i.e.
the theory of Checks and Balances. Under this theory each organ, along with its
own power, enjoys some checking powers over the other two organs. In the
process a system of checks and balances governs the inter-organ relations.
The theory of
Checks and Balances holds that no organ of power should be given unchecked power
in its sphere. The power of one organ should be restrained and checked with the
power of the other two organs. In this way a balance should be secured which
should prevent any arbitrary use of power by any organ of the government.
The legislative
power should be in the hands of the legislature but the executive and judiciary
should have some checking powers over it with a view to prevent any misuse or
arbitrary use of legislative powers by the legislature. Likewise, the executive
powers should be vested with the executive but legislature and judiciary should
be given some checking powers over it.
The same should be
the case of the judiciary and its power should be in some respects checked by
the legislature and executive. In other words, each organ should have some
checking power over the other two organs and there should prevail, a balance
among the three organs of government.
In fact, the
theories of Separation of Powers and Checks and Balances always go together.
These have been together in operation in the US Constitution.
Merits and Demerits of Flexible Constitution?
The following are the merits of
a flexible constitution:
(1) It prevents internal
revolts and revolutions:
In a flexible
constitution the nation is protected against internal revolts and revolutions.
For instance, there have been fewer revolts and revolutions in England because
of the flexible constitution of that country. The life of the people because of
the flexible constitutions of that country.
The life of the people
has not been disturbed there quite often, while in France, which is very close
to England, monarchy has been abolished and so far five constitutions have been
enacted because of revolutions and odd circumstances.
(2) Adjustment:
Adaptability or elasticity
is the chief merit of a flexible constitution. It enables the people to keep
pace with changes in society. The British Constitution, for instance, has been
able to undergo imperceptible alterations, apart from deliberate amendments in
recent years. There has been a tremendous change in the powers of the monarch.
(3) With the maturity of the
nation, the constitution alto develops:
A flexible constitution
is very useful for a developing country, because it is a great expression of
its development. Judge Cooley has rightly said, “Of all the constitutions which
may come into existence for the Government of the people, the most excellent is
obviously that which is the natural outgrowth of the national life and which
have grown and extended as the nation has matured is likely at any particular
time to express principles of civil and political liberty”.
Demerits of Flexible Constitution:
The following are the demerits
of a flexible constitution:
(1) Instability:
A flexible constitution
is said to be in a state of perpetual flex and it is less stable than a rigid
constitution because it can be easily amended. It is liable to fall a prey to
the whims and caprices of political demagogues who are moved by passions and
emotions rather than by reason.
(2) Instrument in the hands of
the Judges:
A flexible constitution
becomes a plaything of judicial courts, because they interpret it according to
their own will and give it a meaning of their own liking and choice.
(3) Unsuitable for politically
backward people:
It is most unsuitable
for countries which are not politically advanced. That is why a flexible
constitution is not useful for most of the countries of the world and in place
of flexible constitution, they have enacted written constitutions. The British
Constitution is the only example of a flexible constitution in the world;
otherwise almost all other countries of the world have rigid constitutions.
Since the British
people are politically advanced, they have been successful in the working of
their flexible constitution.
(4) Vague and indefinite:
An important defect of
a flexible constitution is that it is vague and indefinite and the politicians
give it meanings of their own choice. That is why vague and indefinite
constitutions are not suitable for democracies.
Conclusion:
According to Bryce, “A
flexible constitution can work only under three conditions:
(a) The supremacy must
remain in the hands of a politically educated and politically upright minority,
(b) The bulk of the
people must be continuously and not fitfully interested in and familiar with
politics and
(c) Though legally
supreme, they must remain content while prescribing certain general principles
to let the trained minority manage the details of the business of the
Government”.
2. Legislature-Unicameral and Bicameral-Power and Functions,
Executive-Types, Powers and Functions. Judiciary-Powers and Functions.
Legislature: Meaning, Functions and Types of Legislature?
Legislature: Meaning, Functions
and Types of Legislature!
Of the three organs of the
government, the place of primacy belongs to the Legislature. The function of
government begins by law-making and is followed up by law-enforcement and
adjudication functions. As such, the legislature is the first organ of the
government.
Legislature: Meaning
The term ‘legislature’
is a generic term meaning a body which legislates. The term ‘ Legg means law
and “lature’ the place and etymologically Legislature means a place for
law-making. Another term, which is used as a synonym of Legislature, is ‘Parliament.’
This word stands derived from the French word ‘Parley’ which means to ‘talk’ or
to discuss and deliberate.
In this way, we can say
‘Parliament’ means the place where deliberations are held. Combining the two
views, we can say Legislature or Parliament is that branch of government which
performs the function of lawmaking through deliberations.
Functions of a Legislature:
1. Legislative or
Law-making Functions:
The first and foremost
function of a legislature is to legislate i.e. to make laws. In ancient times,
laws used to be either derived from customs, traditions and religious
scriptures, or were issued by the kings as their commands. However, in the
contemporary era of democracy, legislature is the chief source of law. It is
the legislature which formulates the will of the state into laws and gives it a
legal character. Legislature transforms the demands of the people into
authoritative laws/statutes.
2. Deliberative Functions:
To deliberate upon
matters of national importance, public issues, problems and needs is an
important function of a modern legislature. Through this function, the
legislature reflects the public opinion over various issues. The debates held
in the legislature have a great educative value for the people.
3. Custodian of National
Finances:
A near universal rule
is that “the legislature of the state is the custodian of national purse.” It
holds the purse of the nation and controls the finances. No money can be raised
or spent by the executive without the approval of the legislature. Each year
the executive has to prepare and get passed from the legislature the budget for
the coming financial year. In the budget, the executive has to place the
account of the actual income and expenditure of the previous year and estimated
income and expenditure for the New Year.
Not only the
legislature passes the budget but also it alone can approve the imposition, or
repeal or collection of any tax whatsoever. Further, the legislature maintains
a control over all financial transactions and expenditures incurred by the
executive.
4. Control over the
Executive:
A modern legislature
has the power to exercise control over the executive. In a parliamentary system
of government, like the one which is at work in India, for all its actions,
decisions, and policies, the executive is collectively responsible before the
legislature. It is accountable before the legislature. The legislature has the
power to remove the executive by passing a vote of no-confidence or by
rejecting a policy or budget or law of the executive.
The Prime Minister and
all other ministers are essentially the members of the legislature. They are
bound by the rules and procedures of the Parliament.
(b) In a Presidential
form of government, like the one which is at work in the USA, the legislature
exercises some checks over the executive. It can appoint investigation
committees to probe the functioning of government departments. By the use of
its power to legislate and pass the budget, the legislature exercises a fair
amount of control over the executive. Thus, whether a political system has a
parliamentary system or a presidential system, the legislature exercises a
control over the executive.
5. Constituent Functions:
In almost every state,
it is the legislature which has the power to amend the constitution. For this
purpose legislature has to pass special laws, called amendments, in accordance
with the procedure laid down in the Constitution. In some states the
requirement is that the legislature must pass the amendment with 2/3rd or 3/4th
or an absolute majority of votes.
6. Electoral Functions:
A legislature usually
performs some electoral functions. The two houses of the Indian Parliament
elect the Vice-President. All elected MPs and MLAs form the Electoral College
which elects the President of India. In Switzerland, the Federal Legislature
elects the members of the Federal Council (Executive) and the Federal Tribunal
(Judiciary).
7. Judicial Functions:
It is customary to give
some judicial power to the legislature. Usually, the legislature is assigned to
act as a court of impeachment i.e. as an investigating court for trying high
public officials on charges of treason, misdemeanor and high crimes and remove
them from office. In India, the Union Parliament can impeach the President. It
has also the power to pass a resolution for the removal of Judges of the
Supreme Court and of the High Court’s on the ground of misbehavior or
incapacity.
8. Ventilation of
Grievances:
A legislature acts as
the highest forum for ventilation of public grievances against the executive.
Besides representing every interest and shade of opinion, the legislature acts
as the national forum for expressing public opinion, public grievances and
public aspirations. Parliamentary debates and discussions throw a flood light
over various issues of public importance.
9. Miscellaneous
Functions:
Some legislatures are
assigned specific executive tasks. For example, the US Senate (Upper House of
US Legislature) has the power to confirm or reject the major appointments made
by the US President. Likewise, it enjoys the power to ratify or reject treaties
made by the US President. In India, the
Rajya Sabha has been
given the power to establish or eliminate any All India Service. Legislatures
also perform the function of approving or rejecting or amending all the
policies and plans made by the executive. In the US Constitution, the Congress
(Legislature) enjoys the power to declare war.
Thus the legislative
organs of the government play a very important and active role in the exercise
of the sovereign power of the state. In fact legislature is the legal sovereign
in the State. It has the power to transform any decision of the state into a
law. Legislature is the chief source of law. It is the mirror of national
public opinion and the symbol of the power of the people.
Types of Legislature: Bicameral
and Unicameral Legislatures?
A modern legislature is
either Bicameral or Unicameral. Bicameralism means a legislature with two
houses/chambers while uni-cameralism means a legislature with a single
house/chamber. A large number of modern legislatures, particularly of big
states, are bicameral i.e. legislatures with two houses (Bi = Two, Cameral =
House).
However several states,
mostly the small states and provinces of a federal system, have unicameral
legislatures, i.e. legislatures with single houses. Where the legislature is
bicameral, “the first house is usually called the lower house, and the second
house is called the upper house.
India, USA, UK, France,
Russia, Switzerland, Australia and a large number of other states have
bicameral legislature. 22 states of India have bicameral legislatures.
The unicameral
legislatures are working in China, New Zealand, Zimbabwe, Turkey, Portugal and
several other states. The state legislatures of all the Canadian and Swiss
cantons (provisions) are unicameral. In India, 6 states and 2 Union Territories
have unicameral legislatures…
Arguments in Favour of a
Bi-cameral Or Arguments against a Unicameral Legislature:
1. Second Chamber is a
Safeguard against the Despotism of a Single Chamber:
The second chamber of a
legislature is essential for preventing the first house from becoming arbitrary
and despotic. A single chamber with all the legislative power can become
corrupt and despotic. The second chamber is needed for keeping it away from
being arbitrary and despotic.
2. Second Chamber is
essential for preventing Hasty and 111- Considered Legislation:
Second chamber prevents
the passing of hasty and ill-considered legislation by a single chamber. With a
view to satisfy mass passions and demands, the single chamber can commit the
mistake of passing ill-considered measures in a haste, which can subsequently
be a source of big harm to the national interests. The second chamber prevents
or at least considerably limits such chances. It exercises a checking and
modifying influence on the bill passed by the first house.
3. Second Chamber acts as
a Revising Chamber:
The legislative work in
the modern welfare state has become highly complex and technical. It demands a
deep and careful examination of all aspects of the measures which are to be
enacted into laws. The second chamber performs the role of a reviser. “When
deliberations have to be done, two heads are better than one.”
4. Second Chamber Lessens
the Burden of the First House:
The emergence of
welfare state has produced a manifold increase in the scope of law-making. A
modern legislature has to pass a large number of laws. Under the circumstances,
a legislature with a single chamber can fail to effectively pass all the
legislative work. The second house is needed for sharing the legislative work.
5. Two Houses Better
Represent Public Opinion:
The two houses can
together correctly act as the barometer of public opinion. A single house can
grow out of tune and fail to keep in harmony with public opinion. The second
house chosen at a different time can help the legislature in overcoming the
above defect.
6. Essential for giving
Representation to Special Interests:
The second chamber
provides a convenient means for giving representation to different classes and
interests which need representation. The lower chamber can consist of the
elected representatives of the people as a whole, and the upper house can give
representation to the minorities and special interests and groups like the
Labour, women, scientists, artists, teachers, intellectuals, writers, chambers
of commerce.
7. Delay is Useful:
The critics of the
second chamber often argue that it is a source of delay in the passing of laws.
Undoubtedly, the passing of laws by two houses leads to some delay. However,
this delay is very useful. It helps the crystalisation of public opinion on all
bills before they become laws. The existence of second chamber acts as a source
of delay between the introduction and final adoption of a law and thus permits
time for reflection and deliberation.
8. Essential for a
Federation:
A bi-cameral
legislature is considered essential for a federal system. In such a system, the
lower house gives representation to the people of the state as a whole and the
upper house gives representation to the units of the federation.
9. Instrument for
Utilising the Services of the Able and the Experienced Persons:
A second chamber makes
it possible for the state to use the political and administrative ability of
such people, who for certain reasons are not in a position, or are not quite
willing to enter the lower house through elections. The second chamber can, as
such, help the induction of experience and ability into the legislature.
10. Second Chamber is a
Source of Stability:
The second chamber can
be given a longer and continuous term for securing stability. The lower house,
being the representative of the people has to be given a shorter tenure. As
against this, the second chamber can be given a longer tenure and a permanent
or quasi-permanent character for ensuring some stability. It has been due to
such a consideration that a member of Indian Rajya Sabha has six year tenure
and this house has a quasi- permanent character—it is never dissolved as a
whole and only l/3rd of its members retires after every two years.
11. Historical Support:
History supports the
case in favour of bicameralism. The successful working of bicameral
legislatures in various states of the world is an accepted fact. No major
state, whatever its form of government, has been willing to dispense with the
second chamber. “The experience of history has been, in favour of two chambers.
It is not wise to disregard the lesson of history.”
On the basis of all these
arguments, the supporters of bi-cameral legislature build a very strong case.
They reject the case for unicameralism.
Arguments against Bicameral
Legislature or Arguments in favour of Unicameral Legislature:
The critics of
bi-cameralism and supporters of uni-cameralism, however, reject the thesis that
second chamber is essential. They oppose it as a superfluous chamber which
always results into more disadvantages than advantages.
Bicameralism is opposed and
uni-cameralism is supported on the basis of the following arguments:
1. Two Chambers Confuse
Public Opinion:
The critics argue that
public opinion is one and can be represented by a single chamber. Sovereignty
is one. People are sovereign. Their will is one and cannot be divided. They are
best represented by a single chamber. Two chambers confuse public opinion,
particularly when one chamber disagrees with the second chamber.
2. Second chamber is
either Mischievous or Superfluous:
Abbie Sieyes holds that
the second chamber is either mischievous or superfluous. If the second chamber
dissents from the first, it is mischievous; if it agrees with it, it is
superfluous. This argument assumes that the popular will is represented by the
lower house.
3. Problem of Organising
the Second Chamber:
It is a universal rule
that the first house should be a directly elected representative house of the
people. However, there exists no consensus regarding the organisation of the
second chamber. Different bases have been adopted by different states, but the
results have been not encouraging.
The hereditary and
nominated character of the British House of Lords has made it a secondary and
almost useless house. The US Senate, because of its small size and long”
tenure, has become more powerful than the US House of Representatives.
The Indian experiment
of striking a balance, by making the Rajya Sabha neither as powerless as the
British House of Lords nor as powerful as the US Senate, has also failed to
produce the desired results. The Rajya Sabha has not been successful in exercising
desired control or in sharing the burden of the Lok Sabha. As such, there
exists no sound method for organising the second chamber.
4. No Law is passed in a
Hurry:
In the prevailing
system of law-making in which a bill has to go through several stages before
getting a place in the statutes book, there is no need for a second house. The
system of Law-making as it operates today eliminates the chances of
ill-considered and hasty legislation by a single chamber. Hence, the second
chamber is not needed.
5. Source of Delay in
Legislation:
The second chamber is
always a source of unwanted delay. A bill has to pass through several stages in
the first house before getting passed. When it goes to the second house, it has
to again pass through a similar process. It causes unwanted and harmful delay.
In this process, the legislation gets unnecessarily delayed.
6. Revision of the Bill by
Second House is Unnecessary and Useless:
The critics of
bi-cameralism reject the argument that the second house is needed for revising
the bill.
They argue:
(i) The revision is
unnecessary because the bill is revised thrice by the first house before it is
passed;
(ii) The emergence of
well organised committee system has made the revision of the bill by second
house redundant; and
(iii) Since all
discussions in the second house too are held on party lines, no really
objective or additional revision is done during the discussions. As such, there
is neither the need for nor any use of the so called revision done by the
second house.
7. The Second Chamber is
not in a position to check the Despotism of the First House:
The opponents of
bi-cameralism hold, that in actual practice, the second chamber is never in a
position to check the so called despotism of the first chamber. It merely works
as a delaying house or a slowing-down chamber. The Indian Rajya Sabha can only
delay a money bill for 14 days only and an ordinary bill for a little longer
duration.
8. Second Chamber is mostly a
Conservative and Reactionary Chamber:
It is alleged by the
critics of the second chamber that it is generally citadels of reaction and
conservatism. It acts as a brake on the wheels of democracy. The practice of
giving representation to minorities and special interests makes the second
chambers reactionary and conservative houses. The second chamber is usually
dominated by the rich businessmen, capitalists, landlords and the ‘elitist’
sections of society.
9. Special Interests can
be represented in the First House:
The supporters of
unicameral legislatures advocate that the special interests of minorities and
weaker sections of society can be given representation in the lower house
without any loss. This can be done without disturbing the nature and character
of the membership of the house as determined by the people through elections.
10. Second Chamber is not
essential for a Federation:
The importance of
second chamber as the representative of the units of a federation has also lost
its relevance because of the role of political parties in the political system.
Political parties now dominate the entire political life of every state—federal
as well as unitary or non-federal. Since every election is fought on party
basis, the second chamber too represents party interests and not the units of
the federation.
11. Increased Expenses:
The existence of two
chambers means more burdens on the finances of the state without much use,
because the second chamber almost always fails to perform its due role in the
legislative process. The second chamber entails heavy expenditure and renders
no useful purpose.
On the basis of all
these arguments, the supporters of uni-cameralism strongly advocate the case
for single chamber legislatures. They reject bi-cameralism as unnecessary,
less-useful, and an unwanted expensive system which seriously limits the
legislative work.
Judiciary: Functions, Importance and an Essential Quality of
Judiciary?
The Judiciary is the
third organ of the government. It has the responsibility to apply the laws to
specific cases and settle all disputes. The real ‘meaning of law’ is what the
judges decide during the course of giving their judgements in various cases.
From the citizen’s point of view, Judiciary is the most important organ of the
government because it acts as their protector against the possible excesses of
legislative and executive organs. Role of Judiciary as the guardian-protector
of the constitution and the fundamental rights of the people makes it more
respectable than other two organs.
Functions of Judiciary and Its Importance:
1. To Give Justice to the
people:
The first and foremost
function of the judiciary is to give justice to the people, whenever they may
approach it. It awards punishment to those who after trial are found guilty of
violating the laws of the state or the rights of the people.
The aggrieved citizens
can go to the courts for seeking redress and compensation. They can do so
either when they fear any harm to their rights or after they have suffered any
loss. The judiciary fixes the quantity and quality of punishment to be given to
the criminals. It decides all cases involving grant of compensations to the
citizens.
2. Interpretation and
Application of Laws:
One of the major
functions of the judiciary is to interpret and apply laws to specific cases. In
the course of deciding the disputes that come before it, the judges interpret
and apply laws. Every law needs a proper interpretation for getting applied to
every specific case. This function is performed by the judges. The law means
what the judges interpret it to mean.
3. Role in Law-making:
The judiciary also
plays a role in law-making. The decisions given by the courts really determine
the meaning, nature and scope of the laws passed by the legislature. The
interpretation of laws by the judiciary amounts to law-making as it is these
interpretations which really define the laws.
Moreover, ‘the
judgements delivered by the higher courts, which are the Courts of Records, are
binding upon lower courts. The latter can decide the cases before them on the
basis of the decisions made by the higher courts. Judicial decisions constitute
a source of law.
4. Equity Legislation:
Where a law is silent
or ambiguous, or appears to be inconsistent with some other law of the land,
the judges depend upon their sense of justice, fairness, impartiality, honesty
and wisdom for deciding the cases. Such decisions always involve law-making. It
is usually termed as equity legislation.
5. Protection of Rights:
The judiciary has the
supreme responsibility to safeguard the rights of the people. A citizen has the
right to seek the protection of the judiciary in case his rights are violated
or threatened to be violated by the government or by private organisations or
fellow citizens. In all such cases, it becomes the responsibility of the
judiciary to protect his rights of the people.
6. Guardian of the
Constitution:
The judiciary acts as
the guardian of the Constitution. The Constitution is the supreme law of the
land and it is the responsibility of the judiciary to interpret and protect it.
For this purpose the judiciary can conduct judicial review over any law for
determining as to whether or not it is in accordance with the letter and spirit
of the constitution. In case any law is found ultra vires (unconstitutional),
it is rejected by the judiciary and it becomes invalid for future. This power
of the court is called the power of judicial review.
7. Power to get its
Decisions and Judgements enforced:
The judiciary has the
power not only to deliver judgements and decide disputes, but also to get these
enforced. It can direct the executive to carry out its decisions. It can summon
any person and directly know the truth from him.
In case any person is held:
(i)
Guilty of not following any decision of the court, or
(ii)
Of acting against the direction of the court, or
(iii)
Misleading the court, or
(iv)
Of not appearing before the court in a case being heard by it,
the Court has the power to punish the person for the contempt of court.
8. Special Role in a
Federation:
In a federal system,
the judiciary has to perform an additionally important role as the guardian of
the constitution and the arbiter of disputes between the centre and states. It
acts as an independent and impartial umpire between the central government and
state governments as well as among the states. All legal centre-state disputes
are settled by the judiciary.
9. Running of the Judicial
Administration:
The judiciary is not a
department of the government. It is independent of both the legislature and the
executive. It is a separate and independent organ with its own organisation and
officials. It has the power to decide the nature of judicial organisation in
the state. It frames and enforces its own rules.
These govern the
recruitment and working of the magistrates and other persons working in the
courts. It makes and enforces rules for the orderly and efficient conduct of
judicial administration.
10. Advisory Functions:
Very often the courts
are given the responsibility to give advisory opinions to the rulers on any
legal matter. For example, the President of India the power to refer to the
Supreme Court any question of law or fact which is of public importance.
11. To Conduct Judicial
Inquiries:
Judges are very often
called upon to head Enquiry Commissions constituted to enquire into some
serious incidents resulting from the alleged errors or omissions on the part of
government or some public servants. Commissions of enquiry headed by a single
judge are also sometimes constituted for investigating important and
complicated issues and problems.
12. Miscellaneous
Functions:
Besides the above major
functions, the judiciary also performs several other functions. Some such
functions are the appointment of certain local officials of the court, choosing
of clerical and other employees. Cases relating to grant of licenses, patents,
and copy rights, the appointment of guardians and trustees, the admission of
wills, to appoint trustees to look after the property of the minors, to settle
the issues of successions of property and rights, issue of administrating the
estates of deceased persons, the appointment of receivers, naturalization of
aliens, marriage and divorce cases, election petitions and the like.
Through all these
functions, the Judiciary plays an important role in each state. It also plays a
role in the evolution of Constitution through the exercise of its right to
interpret and safeguard it against all legislative and executive excesses.
Importance of Independent Judiciary?
In the life of the
citizens of a state, Judiciary is a source of confidence and fearlessness. The
common man depends upon judiciary for getting justice. Without a security of
rights and freedom guaranteed by the judiciary, they cannot really hope to
carry out their jobs and enjoy their living. They are more dependent upon
judiciary than the legislature and the executive. Without judicial protection,
their lives can become miserable. From citizens point of view Judiciary is the
most important organ of the government.
Garner highlights this
view when he observes, “A society without legislature is conceivable, and
indeed, legislative organs did not make their appearance in the state until
modern times, but a civilised state without a judicial organ and machinery is
hardly conceivable.”
Judiciary enjoys a big
importance in the eyes of the people because it acts as:
1. The dispenser of
Justice.
2. Protector of the rights
of the people.
3. Guardian protector of
the Constitution of the State.
4. Arbiter of center-state
disputes.
5. Safeguard against
Legislative and executive excesses.
6. Check against arbitrary
exercise of powers by the power-holders.
7. Guardian of Rule of Law
and Justice.
An independent
judiciary is always considered to be the most essential part of every
democratic government worth its name. A government without judiciary is almost
inconceivable. A government without independent judiciary is always held to be
an authoritarian government.
Independence of Judiciary: An Essential Quality:
The chief quality which
helps the judiciary to faithfully administer justice and to perform its
functions efficiently is judicial independence. It is only when the judiciary
works independently without any interference of the other two organs of the
government that it can carry out its high responsibilities.
“The independence of
judiciary,” writes Dr. P. Sharan, “is a corner stone of every democratic
government and upon it is built the structure of civil liberty.” Judiciary can
perform its functions only when it is free to administer justice according to
law. Without being well-organised and independent it can never serve its
purpose. Therefore, Judiciary must be organised in such a way as can enable the
judges to give their judgements without any fear or favour.
Organisation of Judiciary must
be based on the following features:
1. Appointment of only
highly qualified and experienced judges.
2. The Judiciary must have
prevented the executive and legislature from committing excesses.
3. The ability of the
judiciary to maintain and independently run the judicial administration.
4. The Judiciary must be
made the guardian protector of the Constitution,
5. The Judiciary must
ensure full, fair and less- expensive opportunities to the people for defending
their rights and getting justice.
6. The method of
appointment of judges must be fair, systematic, effective and transparent.
UNIT-III : FORMS OF
GOVERNMENT
1. Unitary and Federal
forms of Governments-Merits and Demerits.
Merits and Demerits of Unitary System of Government?
A Unitary system of
government is best practiced in a homogeneous state because political
powers of the state are concentrated in the hands of one single central
government. There is no power sharing between the national government and any
regional government. Nonetheless, the central government has the power to
delegate its powers through delegated legislature to regional or subordinate
bodies.
One of the reasons why
many countries still practice unitary system of government is the fact that;
through the concentration of political powers in one government, it will
promote peace, security and a more stable government in the country.
Nonetheless, this system of government also has its disadvantages or demerits
anyway.
Merits of unitary
system of government
1. Easy and quicker
decision making:
One of the most
significant merits of unitary system of government is the fact that there is
lesser authority to be consulted before decisions in the country are made. This
brings about easy and faster decision making by the government on critical
matters. It is unlike a federal system of government where all the units of
governments and authorities in the state must be consulted be decisions are
made.
2. Promotion of peace
and unity:
Another reason why a
unitary system of government is advantageous is the fact that; it tends to
bring peace and unity in the country. Since there is just one government
controlling the whole country, there will be no opposition of powers, debate or
struggle before decisions that affect the government are made.
3. Prevention of the
waste of human resources:
It has also been argued
that one of the merits of unitary system of government is that, it prevention
of waste of human resources in the nation. This is largely true because, the
concentration of powers puts all authority of the sate in one government which
will make it better and easier for resources of the to be disseminated to every
parts of the nation.
However, it will not
easy in a federal system of government because, in a federation, different
units of the government handle the resources of the state independently of
othere. Thus, there is more likelihood of wasting the resources.
4. Unitary system of
government removes the problem of constitutional friction between the national
and regional government:
One of the problems
which unitary system of government tends to solve is the constitutional
friction between the national and regional government. In a federation, there
is usually no clear cut demarcation between the powers and functions of the
national and regional governments. In light of that, there is usually a clash
between the central government and regional government in a federation.
Disadvantages of
Unitary system of government
Below are the
disadvantages or demerits of unitary system of government:
1. The central
government are burdened with too many functions and responsibilities:
In a unitary system of
government, the central government is usually burdened with so many functions
and responsibilities because there is no other unit of government to share
those functions with.
This is even a bigger
problem it is wrongly practiced in a large nation. It might be impossible for
the central government to manage all the problem in the country effectively.
2. Unequal growth and
development in the state:
Another demerit of
unitary system of government is the unequal growth and development which the
system causes. This is so because the central government can not possibly
develop every part of the nation at the same time without sharing its powers.
Definitely some parts of the nation will be left aside.
Conversely, this will
lead to an unequal development in the nation. As a result of this demerit,
Unitary system of government can also cause crisis in a nation.
3. Unitary system of
government is unsuitable for a multi-ethnic country:
This is another
significant reason why many countries jettison unitary system of government.
Unitary system of government is not suitable for a multi-ethical nation.
In fact, it is
unfeasible to practice unitary system in such kind of nation. This is so
because, in a multi-ethical nation people have different beliefs and religion.
Conversely, if political powers are concentrated in the hands of just one
central government, leaving people at the local level aside, there will
definitely be crisis and power struggle in the country.
4. It does not create
room for wider participation in government:
In a unitary system of
government, powers are concentrated in the center, making it difficult or even
impossible for people at the local level to be able to participate in
government. This is unlike a federal system because it does not allow for a
wider participation of government.
However, in a
federation, powers are clearly share and the local government system is
employed to ensure that there is a government at the grassroot level. Thus,
even if people can not participate in the activities of the nation from the
national level, they can still participate from the local level.
5. Slow growth and
development of the country:
Unitary system of
government usually causes a slow economic growth and development in the
country, especially in a heterogeneous economy.
This is so because only
one central government can not possibly bring about develop in a country with
different tribes and religion.
But if the powers are
shared between different units, each government will be able to focus and
ensure rapid growth.
What are the Merits of the Federal Government ?
The following are
the essentials of a federal government:-
(1) A precise
distribution of powers between the centre and the states (units);
(2) The supremacy
of the constitution;
(3) The supremacy
of Judiciary;
(1) Distribution of
powers between the Centre and the States:
There is a
distribution of powers between the centre and the state governments, because a
distribution of powers between the centre and constituent units is
indispensable for its existence. Secondly, for administrative efficiency, the
central government grants autonomy to provincial governments. Thus, the
division of powers between the centre and the units is indispensable.
Generally, the division of powers is made in such a way that matters of
national importance are given to centre and matters of regional interest be
given to provincial governments.
1. Suitable for Big Countries:
A federation is highly
useful for a vast country having diversity of race, religion, language etc. It
provides means where by small states can have for something all the advantages
accruing from national unity and at the same time retain their separate entity
and freedom to manage their own affairs as they like.
It is a boon for small
states of the world which cannot maintain strong defence and sound economy.
2. Satisfaction of Local Needs:
The government of the
units in a federation understand the local needs and meet them effectively.
3. Division of Labour:
It relieves the central
authorities of the pressure of work and thereby permits them to devote their
attention to nation building activities. It is, thus, based on the principle of
division of labour.
4. Training in Local Self-
Government:
It is a means to give
people a training in the art of local self-government. It enables the local
units to conduct experiments in legislation and administration without
affecting the interests of the entire country.
5. Boon for small States:
Federation is the best
device by which small states can preserve their dignity and escape foreign
aggression.
What are the Demerits of the Federal Government?
1. Weak:
A federal government
is less effective in the spheres of foreign policy and national defence as
compared to a unitary government. The component units may place impediments in
the way of the central government in carrying out its treaty obligations with
other states.
It is inefficient as
compared to a unitary government because of diversity of law and administration
obtaining in the country.
2. Clash between National and
Local Interests:
There is always a
tug-of-war going on between local and national interests. Sometimes one is
sacrificed for the sake of the other. This struggle is detrimental to the best
interests of the country.
3. Highly Expensive:
A federation is a
highly expensive government because there is duplication of all political
institutions.
2. Parliamentary and Presidential forms of Governments- Merits and
Demerits.
What
is a Parliamentary system of government?
Features of
parliamentary form of government
1. Nominal and Real
Executives: The President is the nominal executive (de jure executive or titular executive)
while the Prime Minister is the real executive (de facto executive). Thus, the
President is head of the State, while the Prime Minister is head of the
government.
2. Majority Party
Rule: The political party which secures majority seats in the LokSabha
forms the government. The leader of that party is appointed as the Prime Minister by
the President; other ministers are appointed by the President on the advice of
the prime minister. However, when no single party gets the majority, a
coalition of parties may be invited by the President to form the government.
3. Collective
Responsibility: This is the bedrock principle of parliamentary government. The ministers
are collectively responsible to the Parliament.
4. Double
Membership: The ministers are members of both the legislature and the
executive.
Leadership of the Prime Minister: The Prime Minister plays the leadership role in this system of
government. He is the leader of council of ministers, leader of the Parliament
and leader of the party in power. In these capacities, he plays a significant
and highly crucial role in the functioning of the government.
The parliamentary system of government holds the
executive accountable to the legislature for its policies and actions.
- The President and the Council
of Ministers, with the Prime Minister at the helm, make up the executive.
The President serves as the government’s nominal executive, but the Prime
Minister and the Council of Ministers serve as the real executive.
Merits of Parliamentary Form of Government
1. Cooperation between the executive and legislative branches:
- The executive is part of the
legislature under a Parliamentary system, and the dominant party usually
has a grip in parliament, making it easier to pass and enforce laws and policies.
- The parliamentary system, as
opposed to the presidential system, allows for a lot more coordination
because the government's departments are rigidly segregated from one
another.
- Because the party has a
majority in the lower chamber, the likelihood of disagreements and
confrontation is minimized.
2. Responsible Government:
- 'Responsible government' is
another term for the Parliamentary system of government.
- All other members of the
legislature address issues that are of public concern and national
importance.
3. Diverse Representation:
- People from various
backgrounds, ethnicities, faiths, races, and genders live in many
countries across the world.
- Because every group is
represented in the legislature, the parliamentary system is best equipped
to accommodate all of these various groupings.
4.Flexibility:
- In contrast to the
Presidential system, where the President usually remains for the entire
term and can only be replaced through impeachment or incapacity, which is
a lengthy process, the Prime Minister can be removed from power quickly.
- If the ruling party's
promises made before the elections are not kept, parliament may vote a
no-confidence resolution, allowing the government to be dismissed.
5.Check on Authoritarianism:
- In the Presidential System,
power is concentrated primarily in the hands of the President. He has the
authority to appoint cabinet members.
- In the Parliamentary system,
on the other hand, power is shared among the council of ministers, and the
ruling party does not become all-powerful; the government can resign if a
vote of no confidence is passed against it.
Demerits of Parliamentary Form Of Government
1.Poor separation of powers:
- Because this system lacks a
full division of powers, the legislature cannot always blame the
administration for policy failures.
- Especially when the
government has a legislative majority.
- Furthermore, due to
anti-defection rules, legislators are unable to exert their willpower and
vote according to their understanding and ideas.
- They must evaluate and
adhere to the party whip.
2.Unqualified Legislature:
- Many times, those who only
desire to fill executive roles end themselves in the legislature as well.
The majority of them are unfamiliar with their own country's laws.
3.Instability:
- In comparison to the
Presidential system, the Parliamentary system is less stable because the
government can fall at any time.
- The government does not have
a definite term. The administration will be replaced as soon as a no-confidence
resolution is passed in the House of Commons.
4.Inability to make a quick judgment:
- Because of the system's
instability, the government doesn’t make quick judgments in times of
crisis. The government is afraid of making big, long-term decisions.
5.Politics of Parties and non-continuation of policies:
- Politics is especially
visible in the parliamentary system when legislators are motivated by
self-interest rather than national interest.
- When different political
Parties come to power they try to ignore previous government policies.
Conclusion
Every system, whether presidential or
parliamentary, has its own set of advantages and disadvantages. It is up to the
government of a given country to choose the system that is most suited to their
needs. Because every country is unique in terms of its structure, people, and
culture, it is critical to understand the country's needs
PRESIDENTIAL FORM OF
GOVERNMENT
The presidential form of government is that in which
the executive is not responsible to the legislature.
Example: United States of America (U.S.A)
Essential features
1.
The president is the real executive. There is no nominal or
ceremonial executive. All the powers are vested in the hands of the president.
2.
The powers of the three organs namely, legislature, executive
and judiciary are separated and vested in different persons.
3.
Though the three organs of the government are kept apart, they
are also connected by the system of checks and balances. Each organ of
government exercises checks on the other two organs so that a sort of balance
is established.
4.
The tenure of the president is fixed. The tenure of office
cannot be lessened or increased under any circumstances. President can be
removed by the legislature only by a process of impeachment.
1. MERITS
5.
Stable government is possible.
6.
Under a presidential form of government, experts are appointed
as heads of the departments without consideration of their party affiliations.
The president may appoint persons who belong to the opposition parties.
7.
There is continuous and consistent policy.
8.
Highly suitable during the period of national crisis.
9.
There is no chance for concentration of powers.
DEMERITS
1. The executive is not
responsible to the legislature and can do whatever it pleases.
2. There is always the
possibility of deadlocks between the legislature and the executive.
3. It is not flexible form
of government.
4. The Presidential
executive finds it difficult to follow a vigorous foreign policy, as there is
no harmonious relationship between the executive and the legislature. The
executive may follow a policy which may not be acceptable to the legislature.
UNIT-IV : DEMOCRACY
1. Meaning, Definition, Significance, Theories and Principles of
Democracy.
Democracy: Definition and Explanation
DEFINITION
1. In the words of
President Abraham Lincoln, it is a government of the people, by the people and
for the people.
2. According to Bryce,
“Democracy is that form of Government in which the ruling power of a state is legally
vested, not in any particular class or classes but in the members of the
community as a whole”.
3. “Democracy”, writes
Mazzini, “is the government of the best and wisest, for the progress of all and
through all”.
4. Prof. Seeley says,
“Democracy is a government in which everybody has a share”.
FEATURES:-
1. Democracy is a
form of government in which people’s participation is of primary importance.
2. People may
participate either directly or indirectly.
3. It is a form of
government in which people have equal opportunity and this type of government
is based on individual merit and no place of hereditary privilege is to be
found in democracy.
Distribution of
opportunities is adopted for reduction or removal of inequalities.
5. Democracy
recognises that all the sections of the community will receive their due
shares.
6. Interests of the
minorities will be duly protected and state makes arrangements for that.
7. All the public
offices and opportunities are opened to everyone and to fill the posts public examinations
are held. There is also open competition on in which every eligible citizen has
the right to participate.
It is a system of
government which does not make any discrimination on the basis of caste,
religion, sex, birth etc.
9. In democracy all
must have the scope to govern or to be a member of government.
10. Rulers are to
be accountable to the ruled and forms of accountability are many.
11. Rules are to be
chosen by the ruled.
12. People shall
have the right to decide who would rule them.
Kinds of Democracy?
Direct Democracy:
There are two types
of democracy:
(1) Pure or Direct,
and
(2) Indirect or
Representative.
Direct Democracy:
When the people
themselves directly express their will on public affairs, the type of
government is called pure or direct democracy. The people formulate laws in a
mass meeting. Hearnshaw has said, “A democratic form of government, in the
strict sense of the term, is one in which the community as a whole, directly or
immediately, without agents or representatives, performs the functions of
sovereignty”.
Direct Democracy
was established in ancient Greek city-states. In India, direct democracy was
seen in Vajji Sangha during the Buddhist Periods. Today when large and complex
societies have emerged and when area of is very extensive, direct democracy is
impracticable. This system now prevails only four Cantons of Switzerland. They
are Appenzell, Uri, Unterwalden and Glarus.
Representative or
Indirect Democracy:
In a Representative
or Indirect Democracy the will of the state is formulated and expressed not
directly by the people themselves, but by their representatives to whom they
delegate the power of deliberation and decision-making.
John Stuart Mill
has said in this regard that “Indirect or representative democracy is one in
which the whole people or some numerous portion of them exercise the governing
power through deputies periodically elected by themselves”.
Another writer
Bluntschli has said, “In the representative democracy the rule is that the
people govern through its officials; while it legislates, and controls the
administration through its representatives”.
This type of
government was established in England in the seventeenth century. In France, it
was established in 1830 and in Italy in 1948. In Germany it was established
after the First World War according to Weimer Constitution. Again this system
was established in West Germany after the Second World War. In India direct
democracy was introduced in the Minto-Morley Reforms of 1909.
Today this system
is seen in many countries like Japan, Sri Lanka, India, Canada, Australia, New
Zealand, the United States of America, West Germany, Italy, France, Holland,
Denmark, Sweden, Norway, Austria and Belgium.
Basic Principles or Requisites of
Democracy?
(1) Liberty:
The main basis of
democracy is liberty and equality. The people enjoy maximum liberty and
equality because criticism of the people is not only tolerated in this system,
but it is also encouraged. In Great Britain, the leader of the Opposition is
paid by the government and he is consulted by the Prime Minister in national
emergency.
For example, when
South Rhodesia threatened to declare its freedom unilaterally and when later on
it declared its freedom, the British Prime Minister consulted the leaders of
the Conservative Party and Liberal Party. When Pakistan invaded India during
August-September, 1965. Prime Minister Lal Bahadur Shastri consulted the
leaders of Opposition parties.
The late Prime
Minister Lal Bahadur Shastri conferred with the leaders of the Opposition
parties before leaving for Tashkent for talks with President Ayub Khan of
Pakistan on January 5, 1966. In Monarchies, Dictatorships, Aristocracies and
Oligarchies the people and the Opposition parties have no say in matters of
national importance.
(2) Equality:
Special emphasis is
laid on equality in democracy and there is no disparity among the people on the
basis of caste, creed, religion and position or status. For example,
untouchability has been abolished in India.
Besides this, all
are equal before law and there is no privileged class in India. It is essential
to establish political and economic equality along with social equality. Thus,
in order to establish political equality, all disparities on the basis of
caste, religion, colour and sex have been removed in India and Adult Franchise
has been introduced in order to give opportunity to all the citizens to contest
election to Provincial Assemblies and Lok Sabha.
Efforts have also
been made to establish social and political equality in democracies like
England, Japan, France, Belgium, Holland, Denmark, Sweden, Norway, West
Germany, the United States of America and Italy. Political and social equality
is useless without economic equality. The Indian National Congress passed a
resolution in its Bhubaneswar Session in January, 1964 to bring about socialism
through democratic means. Sincere efforts are now being made to implement this
resolution.
(3) Fraternity:
Democracy can
become successful only in a peaceful atmosphere, otherwise democracy has to
face many difficulties. For this purpose Jawaharlal Nehru placed an idea of
Panch Sheel before the world in 1954. Our government and many other democratic
governments of the world are making efforts to promote world peace. India was
the President of the Non-Aligned Movement and propagating this policy.
(4) The people as
ultimate source of sovereignty:
In a democracy,
people are the ultimate source of sovereignty, and the government derives its
power from them. For this purpose elections take place in democracies at
certain intervals. In India and England, General Elections take place after
every five years and in U.S.A. after every four years.
(5) Fundamental
Rights to the People:
In a democracy
people are given fundamental rights because in the absence of these rights the
development of an individual is not possible. Fundamental rights have been
granted to the people in their Constitutions in India, Japan, U.S A., France
and Italy. In England the rights and freedom of the people are protected
through the Rule of Law, Charters, Acts of Parliament, and Judicial Decisions
given from time to time.
(6) Independence of
Judiciary:
In a democracy, it
is responsibility of the judiciary to protect the fundamental rights of the
people. In our country the Supreme Court and the High Court’s protect the
Constitution and the fundamental rights of the people. Wherever judiciary is
not free, the protection of fundamental rights is not possible.
(7) The people are
considered as an end and State as the means in a democracy:
This is one of the
main characteristics of democracy that individual is a mean and the state is an
end. It means that the state makes use of the individual for its own interest.
In a dictatorship no attention is paid to the freedom of the individual.
(8) Welfare State:
Democracy is a
welfare state and m it special attention is paid to the welfare of the people
as a whole and not to a particular class.
Future of Democracy:
Democracy, no
doubt, has its own defects, but no government is a panacea for all human ills.
This is better than other forms of governments. Aristocracy, Oligarchy and
Dictatorship. Democracy is preferred by the disillusioned and frustrated people
of the world because it still offers better prospects and some gleams of hope.
Burns has rightly
said, “No one denies that existing representative assemblies are defective but
even an automobile does not work well, it is foolish to go back to a farm cart,
however romantic.” John Stuart Mill says. “After giving full weight to all that
appeared to me well- grounded in the arguments against Democracy, I
unhesitatingly decided in its favour”.
After World War I,
Hitler in Germany and Mussolini in Italy established dictatorship, but they
restored to victory, violence and war to gain popularity, with the result that
the World War started in which they were defeated and ruined. After World War
11, democratic governments were established in West Germany, Italy, Japan, Austria,
India, Sri Lanka, etc. Many African countries have achieved freedom and all of
them established democracy.
Though
dictatorships were established in Pakistan, Turkey, Egypt and Syria after
military coups, yet, they are also leaning towards democracy. In the past,
political parties were banned there, but now the ban has been lifted.
Press, people and
political parties have now been given the freedom to criticize the government.
The Communist governments are also proud of calling themselves democracies. Russian
people say that they have established socialistic democracy in their country.
Though we do not agree with this view, yet we can say that the future of
democracy is bright and the world is now inclined towards it, because other
forms of governments do not guarantee those rights.
From the point of view of formation of government, democracy is of
two kinds?
(i) Pure or direct
democracy.
(ii) Representative or
indirect democracy.
i. Direct Democracy:
In direct democracy all
adult population, remaining present in the form of assembly, takes part in
decision-making and exercise of power. It does not delegate its powers to any
other person or representatives. Ancient Greek city-states had direct
democracy. In modern times, only some cantons of Switzerland have such direct
popular assembly, known as Landsgemiende.
Still some devices of direct democracy are available:
(1) Referendum, meaning referring
some important issue, policy or decision to the people, such as, amendment of
the constitution. Rendering opinion by the people can be (i) compulsory, or
(ii) voluntary.
(2) Initiative implying that the
people or a certain portion of the citizenry can take initiative to get certain
law of its choice passed. They can send the proposal to the legislature which
may enact it on usual lines.
(3) Recall. By this device, the
people of a constituency, by their majority can ask the legislature to send
back their representative, and, thus, cancel his membership. Many states of the
United States empower their people to do so.
(4) Plebiscite indicates that the
people are directly consulted on questions of political importance.
In 1935, the people of
Saar were asked to express their opinion whether they wanted to remain in
Germany or not. The people of Junagarh (Saurashtra-Gujarat) were asked to give
opinion whether they wanted to remain in India or in Pakistan.
Merits of Direct Democracy
1. Sovereignty:
It
provides people the right to decide the issues of fundamental importance
authoritatively and directly.
2. Promotes
participation:
There
is a meaningful participation by the citizens in the process of decisions
concerning public interests and therefore it has an effect of motivating
citizens to come out in larger numbers to participate. Direct participation
helps citizens to get involved & have a meaningful role in public life.
3. Low
Manipulation:
Direct
democracy procedures are rarely at peril of manipulation. Direct
democracy has features of supporting both a constructive organization &
common interest of civil society.
4. Reduced Expenses:
Direct
democracy is not covered by the media coverage. Direct democracy is not
expensive and it may help to avoid huge expenses.
5. Solving Social Conflicts:
Direct
democracy procedures are more effective in solving social conflicts.
Demerits of Direct
Democracy
1. Citizens Competence:
In a
direct democracy, citizens require high-level knowledge of issues that may be
labyrinthine in nature. There exists a possibility that a certain person
doesn’t have much knowledge to make informed decisions & consequently that
can lead to a wrong & manipulated decision.
2. Public Participation:
The
total population of cantons of Switzerland is 40,000 people as of December
2017. When 6,000 people hold their parliamentary debate and issue votes, thus
the 15% participation rate was achieved.[2] But in case
participation is not high then the policy would not be implemented to its
benefit for the nation.
3. Unstable Government:
The
views of each person would be difficult to consider in the formation of any
law. Hence, the opposing opinions of people will lead to increasing conflict of
interest and at last will form an unstable government with poor administration.
4. Decrease in Public Participation:
If the
participating people arrive at a conclusion that their views are not given due
importance that would hamper public participation and thus it would lead to
loss of public participation.
5. Ill Informed
Voters:
In
countries with low population like- Switzerland, the voters should be well
informed about the contemporary issues and its consequent impact on the
society, it is pivotal since it would affect the country at large. The
minorities from the population should be attributed great importance for the
well being & development of the country.
ii. Indirect Democracy:
indirect democracy is also known by the name of representative
democracy. Indirect democracy takes a different route; in the present system
power is delegated to the representatives, in such a system people play an
indirect role in the electoral process. In this process people elect
representatives, who then go on to vote on different issues concerning public
interest. It is specifically more applicable to India. It is more suitable for
those countries which have a very high population. In a largely populated
country it isn’t feasible to involve everyone in the decision making process
hence for such countries, indirect democracy is more suitable. Indirect
Democracy also has its form’s like-
1. Presidential Form
2. Parliamentary or Cabinet Form
3. Unitary Form
4. Federal Form
5. Mixed Form
It is also called
representative democracy. In this form of democracy, people instead of directly
taking any part in government, do so by and through their elected
representatives. Crores of people of a country cannot assemble at one place and
discuss matters and make law. Now all adults elect their representatives at
regular intervals. Indirect democracy too has many forms: (i) Parliamentary or
Cabinet Form; (ii) Presidential Form; (iii) Unitary Form, and (iv) Federal
Form. There are many mixed forms of indirect democracy.
Merits of Indirect
Democracy
1. Rule of the people:
Indirect
democracy enables the government to act on what the majority people want,
instead of the government imposing their own views, they take into consideration
the views of people before acting on any policy.
2. Liberty to take any stand:
Indirect
Democracy enables the representatives to make their stand on any topic or issue
though the votes are in minority.
3. Check & Balance:
In
Indirect democracy there is a system of checks and balances of each branch of
government so that it is made sure that no branch has excessive power over any
other branch.
4. Political Competition:
In
indirect democracy, political parties want to be in power so that they would be
represented in the parliament, the ruling party has the highest power in
indirect democracy. High political competition ensures the best government to
represent people.
5. Transparency in Government:
There
is generally a high level of transparency in the working of the government in
indirect democracy.
Demerits of Indirect
Democracy
1. Deception:
Government
can deceive people in indirect democracy, since the power to elect their
representative is only till the voting process and not beyond that. Once the
representatives are elected, they are at their free will to follow their own
agendas and conduct the government the way they want.
2. Costly:
Indirect
democracy is a costly form of government where Crores are spent by the
candidates in their political marketing to entice people and lure them to cast
their votes to them during elections.
3. Loss of Public Participation:
Indirect
democracy leads to loss of participation, once the people discover that the
candidate who is going to participate is not having any public interests then
the people are left abject & are discouraged to participate in the voting
process.
Conclusion
Democracy
is often recognised as the best government set up, its aim should be For the People, By the People and Of the People. It
gives the people the opportunity to participate either directly or indirectly
and voice their opinion either directly or through a representative. Direct
democracy enables the people from the country to have a higher control over the
legislative power & policies matter of the government however this kind of
democracy is only suitable for those countries where the population is not high
and most of the people are informed to give their rational decisions. In
the case of an indirect democracy, the citizen of the country elects their
representative who will perform the task of decision making.
UNIT-V :
POLITICAL PARTIES, PRESSURE GROUPS AND PUBLIC OPINION
1. Meaning, Definition and Classification of Political Parties:
National and Regional-Functions of Political Parties.
Political Parties in India
India has a multi-party system, where political parties are
classified as national, state or regional level parties. The status of party is
accorded by the Election Commission of India, and the same is reviewed
occasionally. All parties are registered with the Election Commission.
A special and unique election symbol is given to every registered party by the
Election Commission.
The political parties are expected to
perform four main functions:
(1) Assess the
problems facing the country and suggest alternative solutions on the basis of
which the party can formulate its policy;
(2) Educate the
electorate in regard to these problems and convince it of the wisdom of the
solutions the party advocates;
(3) Critically
evaluate the policies and programmes of other parties, particularly of the one
in power and point out deficiencies and short comings in them; and
the political
parties can be identified on the basis of six different criteria:
(1) On the basis of
interest, they can be classified as religious (e.g., Akali Party), cultural
(e.g., Dalit, BJP) etc., while on the basis of ideology, they can be described
as communist, socialist etc.
(2) On the basis of
the type of membership, they can be viewed as mass-based (open to every individual)
and cadre-based (open to those who believe in specific ideology);
(3) On the basis of
the style of operation, they can be described as open (with open forum of
discussion) and latent (where decision-making is restricted to elite);
Functions of political parties in a
democracy or part played by political parties in a democracy
A political party is a group of
people who aim to attain power in the government through the elections. They
have their own ideology and vision for society. They formulate various policies
and programs for society. They work for the collective public interest. Let us
learn about the functions of political parties.
Functions Of Political Parties:
1. Contest Elections. Political parties contest elections to win the majority and form the
government. They choose their candidates who fight for the party in the
elections. Those candidates are chosen who can either raise a lot of money or
are sure to win the elections.
Popular personalities are also chosen
to represent the political party. The candidates are chosen either by all the
members of the party or only by the top leaders of the party.
2. Policies and Programmes: The political parties talk about policies in the public. They try to
convince the public that the policies of their party are better. They organize
demonstrations, public meetings, and speeches to discuss the policies that they
would take.
3. Law-making: Political parties play a very important role in making the laws for
the country. Any proposed law is first called the bill. The bill is debated in
the legislature and if it gets a majority it is considered to be passed. Such a
bill then becomes law for the country.
4. Form and Run the
Government
The political party that wins the
majority in the elections forms the government. Such a party is called the
ruling party. It forms and then runs the government. It takes all the important
decisions. Trained and experienced members are made the ministers who implement
the politicizing of the government.
5. Role of the Oppositions: The political party that loses the elections forms the opposition party.
It keeps a check on the ruling party. Opposition parties criticize the ruling
government if it implements a policy that is not in favor of the masses. They
also ensure that the ruling party does not misuse its power.
6. Form the Public Opinion: Political parties discuss various issues facing the country,
discuss their policies and form public opinion on it. The pressure groups
associated with parties inform the public about various matters. They launch
movements for the problems of the country and mobilize mass support for various
issues.
7. Access to Government
Machinery Welfare Schemes: The political parties form an important
link between the public and the] government. The leaders are answerable to the
people for the policies followed by their party. It is easy for the public to
approach the local leaders to raise their demands. The leaders cannot ignore
their concerns as the public might not vote for them in the next elections
2.Pressure Groups (Interest Groups)-
Meaning, Definition, Types, Functions and Significance of Public Opinion.
Pressure Groups?
Introduction
§
A pressure group is a group
of people who are organised actively for promoting and defending their common
interest. It is called so, as it attempts to bring a change in public policy by
exerting pressure on the government. It acts as a liaison between the
government and its members.
§
The pressure groups are also
called interest groups or vested groups. They are different from the political
parties, as they neither contest elections nor try to capture political power.
They are concerned with specific programmes and issues and their activities are
confined to the protection and promotion of the interests of their members by
influencing the government.
§
The pressure groups
influence the policy-making and policy implementation in the government through
legal and legitimate methods like lobbying, correspondence, publicity,
propagandising, petitioning, public debating, maintaining contacts with their
legislators and so forth.
Techniques Used By Pressure
Groups
Pressure groups resort to three different
techniques in securing their purposes.
§
Electioneering: Placing in public office persons who are favourably
disposed towards the interests the concerned pressure group seeks to promote.
§
Lobbying: Persuading public officers, whether they are initially
favourably disposed toward them or not, to adopt and enforce the policies that
they think will prove most beneficial to their interests.
§
Propagandizing: Influencing public opinion and thereby gaining an indirect
influence over government, since the government in a democracy is substantially
affected by public opinion.
Characteristics of Pressure
Groups
§
Based on Certain Interests: Each pressure group organises itself keeping in view
certain interests and thus tries to adopt the structure of power in the
political systems.
§
Use of Modern as well as Traditional Means: They adopt techniques like financing of political parties,
sponsoring their close candidates at the time of elections and keeping the
bureaucracy also satisfied. Their traditional means include exploitation of
caste, creed and religious feelings to promote their interests.
§
Resulting Out of Increasing Pressure and
Demands on Resources: Scarcity of
resources, claims and counterclaims on the resources from different and
competing sections of the society leads to the rise of pressure groups.
§
Inadequacies of Political Parties: Pressure groups are primarily a consequence of
inadequacies of the political parties.
§
Represent Changing Consciousness: For instance the increase in the food production or
industrial goods does bring a change in the way individuals and groups look at
the world. The stagnation in production leads to fatalism but increase in
production leads to demands, protests and formation of new pressure groups.
Types of Pressure Groups
§
Institutional Interest Groups: These groups are formally organised which consist of
professionally employed persons. They are a part of government machinery and
try to exert their influence.These groups include political parties,
legislatures, armies, bureaucracies, etc. Whenever such an association raises
protest it does so by constitutional means and in accordance with the rules and
regulations.
Example: IAS Association, IPS Association, State civil services
association, etc.
§
Associational Interest Groups : These are organised specialised groups formed for interest
articulation, but to pursue limited goals. These include trade unions,
organisations of businessmen and industrialists and civic groups.
Some examples of Associational Interest Groups in India are
Bengal Chamber of Commerce and Industry, Indian Chamber of Commerce, Trade Unions
such as AITUC (All India Trade Union Congress), Teachers Associations, Students
Associations such as National Students Union of India (NSUI) etc.
§
Anomic Interest Groups: By anomic pressure groups we mean more or less a
spontaneous breakthrough into the political system from the society such as
riots, demonstrations, assassinations and the like.
§
Non-Associational Interest Groups: These are the kinship and lineage groups and ethnic,
regional, status and class groups that articulate interests on the basis of
individuals, family and religious heads. These groups have informal structure.
These include caste groups, language groups, etc.
Pressure Groups in India
§
Business Groups – Federation of Indian Chamber of Commerce and Industry
(FICCI), Associated Chamber of Commerce and Industry of India (ASSOCHAM),
Federation of All India Foodgrain Dealers Association (FAIFDA), etc
§
Trade Unions – All-India Trade Union Congress (AITUC), Indian National
Trade Union Congress (INTUC), Hind Mazdoor Sabha (HMS), Bharatiya Mazdoor Sangh
(BMS)
§
Professional Groups – Indian Medical Association (IMA), Bar Council of India
(BCI), All India Federation of University and College Teachers (AIFUCT)
§
Agrarian Groups- All India Kisan Sabha, Bharatiya Kisan Union, etc
§
Student’s Organisations- Akhila Bhartiya Vidyarthi Parishad (ABVP), All India
Students Federation (AISF), National Students Union of India (NSUI)
§
Religious Groups – Rashtriya Swayam Sevak Sangh (RSS), Vishwa Hindu Parishad
(VHP), Jamaat-e-Islami, etc.
§
Caste Groups – Harijan Sevak Sangh, Nadar Caste Association, etc
§
Linguistic Groups – Tamil Sangh, Andhra Maha Sabha, etc
§
Tribal Groups – National Socialist Council of Nagaland (NSCN), Tribal National
Volunteers (TNU) in Tripura, United Mizo federal org, Tribal League of Assam,
etc.
§
Ideology based Groups – Narmada Bachao Andolan, Chipko Movement, Women's Rights
Organisation, India Against Corruption etc.
§
Anomic Groups - Naxalite Groups, Jammu and Kashmir Liberation Front
(JKLF), United Liberation Front of Assam (ULFA), Dal Khalsa, etc.
Functions, Role & Importance
of Pressure Groups
§
Interest Articulation: Pressure Groups bring the demands and needs of the people
to the notice of the decision-makers. The process by which the claims of the
people get crystallized and articulated is called interest articulation.
§
Agents of Political Socialisation: Pressure groups are agents of political socialisation in
so far as they influence the orientations of the people towards the political
process. These groups play a vital role as two-way communication links between
the people and the government.
§
Pressure groups play a vital
role in the legislative process, not only as important structures
of interest articulation, but also as active agencies engaged in lobbying with
the legislators for securing desired laws or amendments in laws and policies of
the government.
o
Right from the time of
preparation of election manifestos of various political parties to the passing
of laws by the legislators, the pressure groups remain associated with the
process of rule-making.
§
Pressure Groups and Administration: Pressure Groups are actively involved with the process of
administration. Through lobbying with the bureaucracy, the pressure groups are
usually in a position to influence the process of policy implementation.
§
Role in Judicial Administration: Pressure Groups try to use the judicial system for
securing and safeguarding their interests. Interest groups often seek access to
the court for redressal of their grievances against the government as well as
for getting declared a particular decision or policy as unconstitutional.
§
Pressure groups play a
leading role in the formulation of public opinion. Each
pressure group is continuously engaged in evaluating all such laws, rules,
decisions and policies which have a direct or indirect bearing on the interests
it represents. It always places the pros and cons not only before its members
but also before the general public for eliciting popular support as well as for
catching the attention of the government.
o
They try to gain public
support and sympathy for their goals and their activity by carrying out
information campaigns, organising meetings, file petitions, etc. Most of these
groups try to influence the media into giving attention to these issues.
§
Pressure groups help in improving
the quality of government. Consultation with affected groups is
the rational way to make decisions in a free society. It makes government more
efficient by enhancing the quality of the decision making process – the
information and advice provided by these groups helps to improve the quality of
government policy and legislation.
§
Freely operating pressure
groups are essential to the effective functioning of liberal democracy.
o
They serve as a vital
intermediary institutions between government and society;
o
They assist in the dispersal
of political power;
o
They provide important
counterweights to balance the concentration of power.
§
Pressure groups enable new
concerns and issues to reach the political agenda, thereby facilitating
social progress and preventing social stagnation. For example,
the women’s and environmentalist movements.
§
Pressure groups increase
social cohesion and political stability by providing a
‘safety-valve’ outlet for individual and collective grievances and demands.
§
Pressure groups complement
the work of opposition political parties by exposing the bad policies and
wrongdoings of the government. Pressure groups thereby improve the
accountability of decision makers to electorates.
§
Pressure groups help to
educate people, compile data and provide specific information to policy makers,
thus they work as an informal source of information. Active constructive
participation of numerous groups in polity helps to reconcile general interest
with individual group interests.
Shortcomings of Pressure Groups
§
Narrow selfish interests: Unlike the pressure groups in the developed countries of
the West, where these are invariably organised to safeguard economic, social,
cultural interests, etc. in India these groups are organised around religious,
regional and ethnic issues. Many a time factors of caste and religion eclipse
the socioeconomic interests. The result is that instead of serving a useful
purpose in the political administrative process, they are reduced to work for
narrow selfish interests.
§
Misuse of power: Instead of the pressure groups exerting influence on
political process, they become tools and implements to subserve political
interests.
§
Instability: Most pressure groups do not have autonomous existence;
they are unstable and lack commitment, their loyalties shift with political
situations which threatens general welfare. They many a times resort to
unconstitutional means like violence. Naxalite movement started in 1967 in West
Bengal is one such example.
§
Propagating extremism: Pressure groups can allow too much influence over the
government from unelected extremist minority groups, which in turn could lead
to unpopular consequences.
Conclusion
§
Pressure groups are now
considered as an indispensable and helpful element of the democratic process.
The society has become highly complex and individuals cannot pursue their
interests on their own. They need the support of other fellow beings in order to
gain greater bargaining power; this gives rise to pressure groups based on
common interests.
§
Democratic politics has to
be politics through consultation, through negotiation and some amount of
bargaining is also involved. Thus, it is very essential for the government to
consult these organised groups at the time of policy formulation and
implementation.
Famous Political
Parties in India
Communist Party of India Marxist (CPIM)
Criterion for RecognitionNational Parties in IndiaState Parties in IndiaRegional Parties in IndiaList of Upcoming Political
Parties
Criterion for
Recognition
The Election Commission has laid down certain criteria for a
party to be recognised as national or state level parties.
National Party
A party has to live up to at least one of the following qualifications to be
recognised as a national party:
- It has to win a
minimum of two per cent of the seats in the Lok Sabha from at least three
different states.
- In General
Elections, the party must manage to win six per cent of the votes and win
at least four Lok Sabha seats as well.
- The party is
recognised as a 'state level party' in four or more states.
State Party
A party has to live up to at least one of the following qualifications to be
acknowledged as a state party.
- The party has to win
at least three seats or three per cent of the seats in the state
legislative Assembly.
- It has to win
minimum one seat in the Lok Sabha for every 25 seats or any fraction
allotted to that concerned state.
- In a particular
election, the party has to bag at least six per cent of the total votes,
and also win one Lok Sabha and two Assembly seats.
- The status of a
state party can still be bestowed upon an entity even if it fails to win
any seats in the Lok Sabha or the Assembly, if it manages to win at least
eight per cent of the total votes cast in the entire state.
National Parties in
India
Despite the large number of political parties operating in
India, very few are able to make their presence felt at the national level
except when it comes to alliances. The natural reason for this is that it takes
a long time for any party to evolve from its regional moorings and have its
ideology accepted by a large enough segment of the population. The table below
lists political parties that boast of a pan-India presence. These have been
listed in alphabetical order, and not necessarily in the order of their
influence.
Communist Party of India (CPI)
Communist Party of India (Marxist) (CPI(M))
Indian National Congress (INC)
Nationalist Congress Party (NCP)
State Parties in India
Owing to rich cultural diversity, India’s political fabric has
seen the emergence of many strong state parties. These cater to the interests
of their particular states, and are often critical to make or break alliances
in the Lok Sabha elections. The table below provides a list of the various
state political parties in India, in alphabetical order.
S. No. |
State |
State Political Parties |
Symbol |
Abbreviation |
1 |
Delhi |
|
AAP |
|
2 |
Arunachal Pradesh |
|
AC |
|
3 |
Tamil Nadu |
|
AIADMK |
|
4 |
Assam |
|
AGP |
|
5 |
West Bengal |
|
AIFB |
|
6 |
West Bengal |
|
AITC |
|
7 |
Assam |
|
AUDF |
|
8 |
Odisha |
|
BJD |
|
9 |
Tamil Nadu and Puducherry |
|
DMK |
|
10 |
Haryana |
|
INLD |
|
11 |
Karnataka and Kerala |
|
JD(S) |
|
12 |
Bihar and Jharkhand |
|
JD(U) |
|
13 |
Jammu and Kashmir |
|
JKN |
|
14 |
Jammu and Kashmir |
|
JKNPP |
|
15 |
Jammu and Kashmir |
|
JKPDP |
|
16 |
Jharkhand |
|
JMM |
|
17 |
Kerala |
|
KEC |
|
18 |
Kerala |
|
KEC(M) |
|
19 |
Bihar |
|
LJP |
|
20 |
Goa |
|
MAG |
|
21 |
Tamil Nadu and Puducherry |
|
MDMK |
|
22 |
Manipur |
|
MPP |
|
23 |
Kerala |
|
MUL |
|
24 |
Nagaland and Manipur |
|
NPF |
|
25 |
Tamil Nadu |
|
PMK |
|
26 |
Bihar |
|
RJD |
|
27 |
West Bengal |
|
RSP |
|
28 |
Punjab |
|
SAD |
|
29 |
Sikkim |
|
SDF |
|
30 |
Goa |
|
UGDP |
|
31 |
Maharashtra |
|
SHS |
|
32 |
Uttar Pradesh |
|
SP |
|
33 |
Andhra Pradesh |
|
TDP |
|
34 |
Andhra Pradesh |
|
TRS |
|
35 |
Meghalaya |
|
UDP |
|
36 |
Uttarakhand Himalayas |
|
UKKD |
Regional Parties in
India
It wouldn’t be an overstatement to say that politics in India is
dictated by regional parties. These smaller parties hold considerable clout in
individual states, leading to a highly fragmented vote distribution. As a
result, political alliances and surprise moves are a common spectacle, as
governments are formed and dissolved unanticipated. The sentiment was echoed by
West Bengal Chief Minister Mamata Banerjee before the 2014 elections, who said
that the mainstream parties were “zero”, and that the future of India would be
decided by regional political parties. Looking at the political history of India,
there can be no doubt that regional parties are indeed the trump card. Below
you will find the list of all regional political parties of India.
Pressure Groups?
Introduction
§
A pressure group is a group
of people who are organised actively for promoting and defending their common
interest. It is called so, as it attempts to bring a change in public policy by
exerting pressure on the government. It acts as a liaison between the
government and its members.
§
The pressure groups are also
called interest groups or vested groups. They are different from the political
parties, as they neither contest elections nor try to capture political power.
They are concerned with specific programmes and issues and their activities are
confined to the protection and promotion of the interests of their members by
influencing the government.
§
The pressure groups
influence the policy-making and policy implementation in the government through
legal and legitimate methods like lobbying, correspondence, publicity,
propagandising, petitioning, public debating, maintaining contacts with their
legislators and so forth.
Techniques Used By Pressure
Groups
Pressure groups resort to three different
techniques in securing their purposes.
§
Electioneering: Placing in public office persons who are favourably
disposed towards the interests the concerned pressure group seeks to promote.
§
Lobbying: Persuading public officers, whether they are initially
favourably disposed toward them or not, to adopt and enforce the policies that
they think will prove most beneficial to their interests.
§
Propagandizing: Influencing public opinion and thereby gaining an indirect
influence over government, since the government in a democracy is substantially
affected by public opinion.
Characteristics of Pressure
Groups
§
Based on Certain Interests: Each pressure group organises itself keeping in view
certain interests and thus tries to adopt the structure of power in the
political systems.
§
Use of Modern as well as Traditional Means: They adopt techniques like financing of political parties,
sponsoring their close candidates at the time of elections and keeping the
bureaucracy also satisfied. Their traditional means include exploitation of
caste, creed and religious feelings to promote their interests.
§
Resulting Out of Increasing Pressure and
Demands on Resources: Scarcity of
resources, claims and counterclaims on the resources from different and
competing sections of the society leads to the rise of pressure groups.
§
Inadequacies of Political Parties: Pressure groups are primarily a consequence of
inadequacies of the political parties.
§
Represent Changing Consciousness: For instance the increase in the food production or
industrial goods does bring a change in the way individuals and groups look at
the world. The stagnation in production leads to fatalism but increase in
production leads to demands, protests and formation of new pressure groups.
Types of Pressure Groups
§
Institutional Interest Groups: These groups are formally organised which consist of
professionally employed persons. They are a part of government machinery and
try to exert their influence.These groups include political parties,
legislatures, armies, bureaucracies, etc. Whenever such an association raises
protest it does so by constitutional means and in accordance with the rules and
regulations.
o
Example: IAS Association,
IPS Association, State civil services association, etc.
§
Associational Interest Groups : These are organised specialised groups formed for interest
articulation, but to pursue limited goals. These include trade unions,
organisations of businessmen and industrialists and civic groups.
o
Some examples of
Associational Interest Groups in India are Bengal Chamber of Commerce and
Industry, Indian Chamber of Commerce, Trade Unions such as AITUC (All India
Trade Union Congress), Teachers Associations, Students Associations such as
National Students Union of India (NSUI) etc.
§
Anomic Interest Groups: By anomic pressure groups we mean more or less a
spontaneous breakthrough into the political system from the society such as
riots, demonstrations, assassinations and the like.
§
Non-Associational Interest Groups: These are the kinship and lineage groups and ethnic,
regional, status and class groups that articulate interests on the basis of
individuals, family and religious heads. These groups have informal structure.
These include caste groups, language groups, etc.
Pressure Groups in India
§
Business Groups – Federation of Indian Chamber of Commerce and Industry
(FICCI), Associated Chamber of Commerce and Industry of India (ASSOCHAM),
Federation of All India Foodgrain Dealers Association (FAIFDA), etc
§
Trade Unions – All-India Trade Union Congress (AITUC), Indian National
Trade Union Congress (INTUC), Hind Mazdoor Sabha (HMS), Bharatiya Mazdoor Sangh
(BMS)
§
Professional Groups – Indian Medical Association (IMA), Bar Council of India
(BCI), All India Federation of University and College Teachers (AIFUCT)
§
Agrarian Groups- All India Kisan Sabha, Bharatiya Kisan Union, etc
§
Student’s Organisations- Akhila Bhartiya Vidyarthi Parishad (ABVP), All India
Students Federation (AISF), National Students Union of India (NSUI)
§
Religious Groups – Rashtriya Swayam Sevak Sangh (RSS), Vishwa Hindu Parishad
(VHP), Jamaat-e-Islami, etc.
§
Caste Groups – Harijan Sevak Sangh, Nadar Caste Association, etc
§
Linguistic Groups – Tamil Sangh, Andhra Maha Sabha, etc
§
Tribal Groups – National Socialist Council of Nagaland (NSCN), Tribal National
Volunteers (TNU) in Tripura, United Mizo federal org, Tribal League of Assam,
etc.
§
Ideology based Groups – Narmada Bachao Andolan, Chipko Movement, Women's Rights
Organisation, India Against Corruption etc.
§
Anomic Groups - Naxalite Groups, Jammu and Kashmir Liberation Front
(JKLF), United Liberation Front of Assam (ULFA), Dal Khalsa, etc.
Functions, Role &
Importance of Pressure Groups
§
Interest Articulation: Pressure Groups bring the demands and needs of the people
to the notice of the decision-makers. The process by which the claims of the
people get crystallized and articulated is called interest articulation.
§
Agents of Political Socialisation: Pressure groups are agents of political socialisation in
so far as they influence the orientations of the people towards the political
process. These groups play a vital role as two-way communication links between
the people and the government.
§
Pressure groups play a vital
role in the legislative process, not only as important structures
of interest articulation, but also as active agencies engaged in lobbying with
the legislators for securing desired laws or amendments in laws and policies of
the government.
o
Right from the time of
preparation of election manifestos of various political parties to the passing
of laws by the legislators, the pressure groups remain associated with the
process of rule-making.
§
Pressure Groups and Administration: Pressure Groups are actively involved with the process of
administration. Through lobbying with the bureaucracy, the pressure groups are
usually in a position to influence the process of policy implementation.
§
Role in Judicial Administration: Pressure Groups try to use the judicial system for
securing and safeguarding their interests. Interest groups often seek access to
the court for redressal of their grievances against the government as well as
for getting declared a particular decision or policy as unconstitutional.
§
Pressure groups play a
leading role in the formulation of public opinion. Each
pressure group is continuously engaged in evaluating all such laws, rules,
decisions and policies which have a direct or indirect bearing on the interests
it represents. It always places the pros and cons not only before its members
but also before the general public for eliciting popular support as well as for
catching the attention of the government.
o
They try to gain public
support and sympathy for their goals and their activity by carrying out
information campaigns, organising meetings, file petitions, etc. Most of these
groups try to influence the media into giving attention to these issues.
§
Pressure groups help in improving
the quality of government. Consultation with affected groups is
the rational way to make decisions in a free society. It makes government more
efficient by enhancing the quality of the decision making process – the
information and advice provided by these groups helps to improve the quality of
government policy and legislation.
§
Freely operating pressure
groups are essential to the effective functioning of liberal democracy.
o
They serve as a vital intermediary
institutions between government and society;
o
They assist in the dispersal
of political power;
o
They provide important
counterweights to balance the concentration of power.
§
Pressure groups enable new
concerns and issues to reach the political agenda, thereby facilitating
social progress and preventing social stagnation. For example,
the women’s and environmentalist movements.
§
Pressure groups increase
social cohesion and political stability by providing a
‘safety-valve’ outlet for individual and collective grievances and demands.
§
Pressure groups complement
the work of opposition political parties by exposing the bad policies and
wrongdoings of the government. Pressure groups thereby improve the
accountability of decision makers to electorates.
§
Pressure groups help to
educate people, compile data and provide specific information to policy makers,
thus they work as an informal source of information. Active constructive
participation of numerous groups in polity helps to reconcile general interest
with individual group interests.
Shortcomings of Pressure
Groups
§
Narrow selfish interests: Unlike the pressure groups in the developed countries of
the West, where these are invariably organised to safeguard economic, social,
cultural interests, etc. in India these groups are organised around religious,
regional and ethnic issues. Many a time factors of caste and religion eclipse
the socioeconomic interests. The result is that instead of serving a useful
purpose in the political administrative process, they are reduced to work for
narrow selfish interests.
§
Misuse of power: Instead of the pressure groups exerting influence on
political process, they become tools and implements to subserve political
interests.
§
Instability: Most pressure groups do not have autonomous existence;
they are unstable and lack commitment, their loyalties shift with political
situations which threatens general welfare. They many a times resort to
unconstitutional means like violence. Naxalite movement started in 1967 in West
Bengal is one such example.
§
Propagating extremism: Pressure groups can allow too much influence over the
government from unelected extremist minority groups, which in turn could lead
to unpopular consequences.
Conclusion
§
Pressure groups are now
considered as an indispensable and helpful element of the democratic process.
The society has become highly complex and individuals cannot pursue their
interests on their own. They need the support of other fellow beings in order
to gain greater bargaining power; this gives rise to pressure groups based on
common interests.
§
Democratic politics has to
be politics through consultation, through negotiation and some amount of
bargaining is also involved. Thus, it is very essential for the government to
consult these organised groups at the time of policy formulation and
implementation.
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